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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
51
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$51.3M 0.31%
3,283,415
+25,928
+0.8% +$420K
HON icon
52
Honeywell
HON
$77B
$50.5M 0.3%
252,470
+150,376
+147% +$32.1M
VZ icon
53
Verizon
VZ
$194B
$50.2M 0.3%
928,911
+94,973
+11% +$5.25M
LMT icon
54
Lockheed Martin
LMT
$134B
$49.8M 0.3%
144,253
-4,933
-3% -$1.79M
LOW icon
55
Lowe's Companies
LOW
$122B
$49.1M 0.29%
242,003
-32,012
-12% -$6.38M
MRNA icon
56
Moderna
MRNA
$21.8B
$48.5M 0.29%
126,020
-4,150
-3% -$1.53M
SPY icon
57
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$48.5M 0.29%
112,900
-2,400
-2% -$1.06M
NOW icon
58
ServiceNow
NOW
$120B
$47.5M 0.29%
381,565
-52,610
-12% -$6.37M
BLK icon
59
Blackrock
BLK
$174B
$45.7M 0.27%
54,514
+4,444
+9% +$3.98M
TMUS icon
60
T-Mobile US
TMUS
$193B
$43.9M 0.26%
343,516
+21,981
+7% +$3.06M
HD icon
61
Home Depot
HD
$347B
$43.5M 0.26%
132,373
+19,196
+17% +$6.3M
HYT icon
62
BlackRock Corporate High Yield Fund
HYT
$1.37B
$43.1M 0.26%
3,529,204
-21,987
-0.6% -$273K
REGN icon
63
Regeneron Pharmaceuticals
REGN
$78.7B
$42.6M 0.26%
70,471
-8,973
-11% -$5.57M
GDX icon
64
VanEck Gold Miners ETF
GDX
$25.5B
$42.3M 0.25%
1,435,640
– –
AMD icon
65
Advanced Micro Devices
AMD
$808B
$41.1M 0.25%
399,390
-8,488
-2% -$868K
ARE icon
66
Alexandria Real Estate Equities
ARE
$8.53B
$40.2M 0.24%
210,174
+10,999
+6% +$2.19M
MDLZ icon
67
Mondelez International
MDLZ
$80B
$40.1M 0.24%
690,043
+31,001
+5% +$1.93M
EMR icon
68
Emerson Electric
EMR
$87.8B
$40.1M 0.24%
426,131
+24,201
+6% +$2.41M
GTPB
69
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$39.1M 0.23%
4,000,000
– –
GSEV
70
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$39.1M 0.23%
4,000,000
– –
INTU icon
71
Intuit
INTU
$87.2B
$39M 0.23%
72,281
-8,754
-11% -$4.72M
WM icon
72
Waste Management
WM
$90.6B
$38.9M 0.23%
260,116
-47,462
-15% -$7.1M
AMT icon
73
American Tower
AMT
$79.6B
$38.6M 0.23%
145,353
-2,415
-2% -$688K
LITT
74
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$38.6M 0.23%
+4,000,000
New +$38.8M
CHTR icon
75
Charter Communications
CHTR
$18.4B
$38.4M 0.23%
52,845
-5,455
-9% -$4.14M
1 2
3
4 5

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.