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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$47.3M 0.31%
119,300
-4,400
-4% -$1.7M
BKLN icon
52
Invesco Senior Loan ETF
BKLN
$6.81B
$47.1M 0.31%
2,129,567
-403,238
-16% -$8.99M
VZ icon
53
Verizon
VZ
$194B
$46M 0.3%
790,314
+23,593
+3% +$1.33M
COST icon
54
Costco
COST
$419B
$45.6M 0.3%
129,347
-13,862
-10% -$4.83M
NEE icon
55
NextEra Energy
NEE
$176B
$45.1M 0.3%
596,237
-39,190
-6% -$3.06M
MMM icon
56
3M
MMM
$92.9B
$45M 0.3%
279,009
+28,423
+11% +$4.25M
VRTX icon
57
Vertex Pharmaceuticals
VRTX
$123B
$43.8M 0.29%
203,909
-5,881
-3% -$1.29M
WM icon
58
Waste Management
WM
$91.4B
$43.5M 0.29%
337,344
-56,289
-14% -$6.58M
UNP icon
59
Union Pacific
UNP
$176B
$43.4M 0.28%
196,928
-18,782
-9% -$3.94M
HYT icon
60
BlackRock Corporate High Yield Fund
HYT
$1.37B
$41.2M 0.27%
3,509,644
-2,165
-0.1% -$24.7K
IBM icon
61
IBM
IBM
$219B
$41.2M 0.27%
323,381
+31,932
+11% +$3.82M
NOW icon
62
ServiceNow
NOW
$120B
$40.7M 0.27%
406,565
+26,150
+7% +$2.76M
GTPBU
63
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$39.9M 0.26%
+4,000,000
New +$40.4M
GSEVU
64
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$39.8M 0.26%
+4,000,000
New +$40.7M
IVV icon
65
iShares Core S&P 500 ETF
IVV
$898B
$39.8M 0.26%
+100,002
New +$38.7M
NKE icon
66
Nike
NKE
$62.6B
$38.7M 0.25%
291,377
+52,159
+22% +$7.25M
MU icon
67
Micron Technology
MU
$1.01T
$38.7M 0.25%
438,621
-40,510
-8% -$3.44M
APD icon
68
Air Products & Chemicals
APD
$66.5B
$36.1M 0.24%
128,204
-9,426
-7% -$2.56M
ALXN
69
DELISTED
Alexion Pharmaceuticals
ALXN
$35.9M 0.24%
234,599
-40,305
-15% -$6.23M
AMT icon
70
American Tower
AMT
$80.1B
$35.9M 0.24%
150,013
-22,094
-13% -$4.92M
MNST icon
71
Monster Beverage
MNST
$91.5B
$35.8M 0.24%
785,992
-116,694
-13% -$5.23M
CHTR icon
72
Charter Communications
CHTR
$18.7B
$35.7M 0.23%
57,914
-332
-0.6% -$207K
SLQT icon
73
SelectQuote
SLQT
$122M
$35.4M 0.23%
1,199,960
– –
HD icon
74
Home Depot
HD
$347B
$34.5M 0.23%
113,034
-19,782
-15% -$5.45M
MDLZ icon
75
Mondelez International
MDLZ
$80.2B
$34M 0.22%
580,393
-66,557
-10% -$3.76M
1 2
3
4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.