We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$318B
$43.8M 0.32%
553,874
+78,662
+17% +$6.16M
KO icon
52
Coca-Cola
KO
$375B
$42.2M 0.31%
854,691
+27,106
+3% +$1.3M
SPY icon
53
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$42.2M 0.31%
126,000
-3,100
-2% -$1.03M
COST icon
54
Costco
COST
$420B
$41.6M 0.3%
117,207
-3,118
-3% -$1.05M
AMT icon
55
American Tower
AMT
$80.4B
$40.8M 0.3%
168,679
-3,837
-2% -$973K
T icon
56
AT&T
T
$163B
$40.8M 0.29%
1,892,432
-241,661
-11% -$5.4M
APD icon
57
Air Products & Chemicals
APD
$67.6B
$39.7M 0.29%
133,148
+10,300
+8% +$2.96M
HYT icon
58
BlackRock Corporate High Yield Fund
HYT
$1.37B
$38.6M 0.28%
3,612,670
-15,598
-0.4% -$168K
MNST icon
59
Monster Beverage
MNST
$88.4B
$38.3M 0.28%
955,552
-114,574
-11% -$4.53M
HD icon
60
Home Depot
HD
$355B
$37.1M 0.27%
133,565
-30,709
-19% -$8.32M
AMAT icon
61
Applied Materials
AMAT
$428B
$36.9M 0.27%
621,064
-74,736
-11% -$4.62M
CLX icon
62
Clorox
CLX
$12.7B
$36.8M 0.27%
175,325
-17,353
-9% -$3.86M
REGN icon
63
Regeneron Pharmaceuticals
REGN
$80.8B
$36.5M 0.26%
65,220
-4,481
-6% -$2.72M
NOW icon
64
ServiceNow
NOW
$129B
$36.4M 0.26%
374,970
+82,140
+28% +$7.34M
SPGI icon
65
S&P Global
SPGI
$120B
$36.1M 0.26%
100,139
-417
-0.4% -$147K
ALXN
66
DELISTED
Alexion Pharmaceuticals
ALXN
$36.1M 0.26%
315,313
-28,570
-8% -$3.08M
BBN icon
67
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$35.5M 0.26%
1,369,105
+8,693
+0.6% +$225K
JPM icon
68
JPMorgan Chase
JPM
$950B
$34.7M 0.25%
360,191
+4,372
+1% +$429K
IBM icon
69
IBM
IBM
$224B
$34.3M 0.25%
295,249
+13,930
+5% +$1.64M
MDLZ icon
70
Mondelez International
MDLZ
$79.9B
$33.8M 0.24%
588,563
-19,539
-3% -$1.09M
CHTR icon
71
Charter Communications
CHTR
$18.2B
$33.5M 0.24%
53,657
-2,710
-5% -$1.6M
TMUS icon
72
T-Mobile US
TMUS
$190B
$32.8M 0.24%
286,822
-245
-0.1% -$27.2K
MMM icon
73
3M
MMM
$94.3B
$32.6M 0.24%
243,735
-2,653
-1% -$357K
AMD icon
74
Advanced Micro Devices
AMD
$789B
$32.1M 0.23%
391,713
+17,622
+5% +$1.31M
DLR icon
75
Digital Realty Trust
DLR
$71.7B
$31.3M 0.23%
213,425
+7,821
+4% +$1.17M
1 2
3
4 5

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.