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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
51
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$40.5M 0.3%
2,428,182
+19,974
+0.8% +$329K
KO icon
52
Coca-Cola
KO
$377B
$39.7M 0.3%
716,641
-72,789
-9% -$3.91M
PYPL icon
53
PayPal
PYPL
$48.9B
$38.9M 0.29%
359,230
-46,358
-11% -$4.83M
TJX icon
54
TJX Companies
TJX
$174B
$38.6M 0.29%
631,846
+30,543
+5% +$1.81M
MMM icon
55
3M
MMM
$90.9B
$37.6M 0.28%
255,000
+7,021
+3% +$983K
BAC icon
56
Bank of America
BAC
$435B
$36.6M 0.28%
1,039,994
-187,366
-15% -$6.06M
ILMN icon
57
Illumina
ILMN
$31B
$36.1M 0.27%
111,812
+17,091
+18% +$5.18M
SYY icon
58
Sysco
SYY
$40.8B
$35.7M 0.27%
416,861
-8,979
-2% -$727K
MDT icon
59
Medtronic
MDT
$109B
$35.6M 0.27%
313,381
+40,100
+15% +$4.4M
LOW icon
60
Lowe's Companies
LOW
$117B
$35.5M 0.27%
296,354
-21,501
-7% -$2.46M
MU icon
61
Micron Technology
MU
$930B
$34.7M 0.26%
644,332
+83,093
+15% +$3.97M
NFLX icon
62
Netflix
NFLX
$299B
$34.5M 0.26%
1,066,340
-104,820
-9% -$3.11M
BKNG icon
63
Booking.com
BKNG
$149B
$34.4M 0.26%
418,525
+5,950
+1% +$467K
NAD icon
64
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$34.3M 0.26%
2,350,518
+61,106
+3% +$884K
MNST icon
65
Monster Beverage
MNST
$94.3B
$34.3M 0.26%
1,078,742
+121,124
+13% +$3.56M
CRM icon
66
Salesforce
CRM
$151B
$34.2M 0.26%
210,224
+12,350
+6% +$1.94M
SHW icon
67
Sherwin-Williams
SHW
$82.7B
$34.2M 0.26%
175,728
+23,607
+16% +$4.5M
ALXN
68
DELISTED
Alexion Pharmaceuticals
ALXN
$33.9M 0.25%
313,498
+3,378
+1% +$361K
REGN icon
69
Regeneron Pharmaceuticals
REGN
$78.5B
$33.6M 0.25%
89,505
+706
+0.8% +$238K
IBM icon
70
IBM
IBM
$211B
$33.5M 0.25%
261,559
-14,192
-5% -$1.84M
SPGI icon
71
S&P Global
SPGI
$121B
$33.4M 0.25%
122,500
+8,922
+8% +$2.32M
BBN icon
72
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$32.8M 0.25%
1,347,318
+40,504
+3% +$970K
COST icon
73
Costco
COST
$422B
$32.8M 0.25%
111,488
-8,715
-7% -$2.59M
MDLZ icon
74
Mondelez International
MDLZ
$79.5B
$32.7M 0.25%
594,289
-11,585
-2% -$620K
PLD icon
75
Prologis
PLD
$135B
$32.4M 0.24%
363,577
-9,566
-3% -$848K
1 2
3
4 5

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.