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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
51
DELISTED
Walgreens Boots Alliance
WBA
$36.9M 0.3%
667,726
+117,475
+21% +$6.3M
BIIB icon
52
Biogen
BIIB
$30B
$36.4M 0.29%
156,335
-19,979
-11% -$4.65M
AMAT icon
53
Applied Materials
AMAT
$403B
$36.3M 0.29%
728,206
+55,369
+8% +$2.67M
UNH icon
54
UnitedHealth
UNH
$376B
$36M 0.29%
165,619
-1,133
-0.7% -$273K
BAC icon
55
Bank of America
BAC
$435B
$35.8M 0.29%
1,227,360
+4,473
+0.4% +$129K
MINT icon
56
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$35.5M 0.28%
349,416
+16,200
+5% +$1.65M
JPST icon
57
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$35.4M 0.28%
702,359
+87,441
+14% +$4.41M
LOW icon
58
Lowe's Companies
LOW
$117B
$35M 0.28%
317,855
-50,052
-14% -$5.28M
NEAR icon
59
iShares Short Maturity Bond ETF
NEAR
$4.83B
$34.8M 0.28%
691,038
+59,834
+9% +$3.01M
COST icon
60
Costco
COST
$422B
$34.6M 0.28%
120,203
-2,748
-2% -$773K
MMM icon
61
3M
MMM
$90.9B
$34.1M 0.27%
247,979
-17,294
-7% -$2.42M
SYY icon
62
Sysco
SYY
$40.8B
$33.8M 0.27%
425,840
+10,540
+3% +$774K
KMB icon
63
Kimberly-Clark
KMB
$36.3B
$33.7M 0.27%
237,396
-31,633
-12% -$4.35M
WEC icon
64
WEC Energy
WEC
$35.7B
$33.5M 0.27%
352,601
+7,667
+2% +$691K
TJX icon
65
TJX Companies
TJX
$174B
$33.5M 0.27%
601,303
+18,309
+3% +$997K
MDLZ icon
66
Mondelez International
MDLZ
$79.5B
$33.5M 0.27%
605,874
-19,904
-3% -$1.09M
CELG
67
DELISTED
Celgene Corp
CELG
$33.4M 0.27%
336,377
-33,837
-9% -$3.22M
NAD icon
68
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$32.9M 0.26%
2,289,412
+1,960,741
+597% +$28.1M
BKNG icon
69
Booking.com
BKNG
$149B
$32.4M 0.26%
412,575
+25,850
+7% +$2M
BBN icon
70
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$32.3M 0.26%
1,306,814
+1,272,156
+3,671% +$31M
CL icon
71
Colgate-Palmolive
CL
$73.1B
$31.8M 0.25%
433,123
+7,751
+2% +$562K
PLD icon
72
Prologis
PLD
$135B
$31.8M 0.25%
373,143
+70,885
+23% +$5.86M
OGE icon
73
OGE Energy
OGE
$9.78B
$31.4M 0.25%
691,594
-169,686
-20% -$7.35M
NFLX icon
74
Netflix
NFLX
$299B
$31.3M 0.25%
1,171,160
-62,360
-5% -$1.95M
GIS icon
75
General Mills
GIS
$19.1B
$30.4M 0.24%
551,204
-30,864
-5% -$1.66M
1 2
3
4 5

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.