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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$386B
$97.1M 0.23%
2,117,367
+153,147
+8% +$7.04M
NFLX icon
52
Netflix
NFLX
$306B
$96.3M 0.23%
5,016,530
+968,000
+24% +$18.6M
TSS
53
DELISTED
Total System Services, Inc.
TSS
$95.8M 0.23%
1,210,999
+200,897
+20% +$14.6M
SPY icon
54
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$95.6M 0.23%
358,160
+28,816
+9% +$7.49M
BAC icon
55
Bank of America
BAC
$438B
$95.6M 0.23%
3,237,469
-296,420
-8% -$8.17M
WMT icon
56
Walmart Inc
WMT
$923B
$95.4M 0.23%
2,898,882
-709,464
-20% -$21.7M
AWK icon
57
American Water Works
AWK
$27B
$94.8M 0.22%
1,036,415
-169,109
-14% -$14.9M
MU icon
58
Micron Technology
MU
$918B
$93.7M 0.22%
2,279,294
+398,851
+21% +$17.2M
CNC icon
59
Centene
CNC
$29B
$93.5M 0.22%
1,852,836
+116,324
+7% +$5.64M
ADI icon
60
Analog Devices
ADI
$179B
$93M 0.22%
1,044,988
+71,809
+7% +$6.36M
EBAY icon
61
eBay
EBAY
$51.4B
$92.9M 0.22%
2,462,231
+881,991
+56% +$32.7M
EL icon
62
Estee Lauder
EL
$30.4B
$92.6M 0.22%
727,786
+119,180
+20% +$14.3M
ILMN icon
63
Illumina
ILMN
$29.2B
$92.1M 0.22%
433,159
+127,014
+41% +$26.1M
C icon
64
Citigroup
C
$221B
$91.3M 0.22%
1,227,429
+39,081
+3% +$2.89M
MO icon
65
Altria Group
MO
$128B
$90.1M 0.21%
1,262,204
-23,168
-2% -$1.55M
BDX icon
66
Becton Dickinson
BDX
$45.9B
$89.7M 0.21%
429,549
+79,862
+23% +$16.7M
BIIB icon
67
Biogen
BIIB
$29.9B
$89.7M 0.21%
281,505
-57,580
-17% -$18.5M
QRVO icon
68
Qorvo
QRVO
$7.99B
$89.2M 0.21%
1,339,659
+522,526
+64% +$38.1M
INTU icon
69
Intuit
INTU
$86.8B
$88.6M 0.21%
561,311
+126,198
+29% +$19.2M
SWKS icon
70
Skyworks Solutions
SWKS
$9.64B
$87.5M 0.21%
921,933
+144,773
+19% +$15.1M
GLW icon
71
Corning
GLW
$99.4B
$86.9M 0.21%
2,715,550
-723,221
-21% -$22.8M
MRK icon
72
Merck
MRK
$331B
$86.7M 0.21%
1,614,618
+145,495
+10% +$8.07M
ESRX
73
DELISTED
Express Scripts Holding Company
ESRX
$86.3M 0.2%
1,156,707
-16,273
-1% -$1.04M
PM icon
74
Philip Morris
PM
$321B
$86.3M 0.2%
817,077
+92,670
+13% +$9.87M
HPE icon
75
Hewlett Packard
HPE
$58.4B
$85.5M 0.2%
5,953,943
+710,629
+14% +$10.1M
1 2
3
4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.