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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
51
Wells Fargo
WFC
$264B
$86.8M 0.2%
1,574,778
+20,862
+1% +$1.11M
MMM icon
52
3M
MMM
$91.9B
$86.8M 0.2%
494,532
-16,210
-3% -$2.81M
ATVI
53
DELISTED
Activision Blizzard
ATVI
$86.5M 0.2%
1,341,537
-158,186
-11% -$9.87M
BKNG icon
54
Booking.com
BKNG
$145B
$86.5M 0.2%
1,181,450
-86,225
-7% -$6.54M
C icon
55
Citigroup
C
$223B
$86.4M 0.2%
1,188,348
-91,934
-7% -$6.28M
SBUX icon
56
Starbucks
SBUX
$118B
$86.2M 0.2%
1,605,640
-28,379
-2% -$1.57M
MCHP icon
57
Microchip Technology
MCHP
$42.3B
$85.4M 0.2%
1,901,416
-146,350
-7% -$6.14M
SD icon
58
SandRidge Energy
SD
$496M
$85.1M 0.2%
4,234,904
-26
-0% -$482
PKG icon
59
Packaging Corp of America
PKG
$22.5B
$84.9M 0.2%
740,546
+496,883
+204% +$55.6M
BA icon
60
Boeing
BA
$167B
$84.9M 0.2%
334,024
-89,093
-21% -$20.8M
LHX icon
61
L3Harris
LHX
$56.5B
$84.8M 0.2%
643,611
-92,081
-13% -$11M
ULQ
62
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$84.5M 0.2%
+1,677,943
New +$84.5M
VLO icon
63
Valero Energy
VLO
$90.5B
$84.4M 0.2%
1,096,832
-35,640
-3% -$2.45M
CNC icon
64
Centene
CNC
$31.6B
$84M 0.2%
1,736,512
-88,636
-5% -$3.82M
ADI icon
65
Analog Devices
ADI
$181B
$83.9M 0.2%
973,179
-20,901
-2% -$1.69M
ETFC
66
DELISTED
E*Trade Financial Corporation
ETFC
$83.2M 0.2%
1,907,775
-140,107
-7% -$5.69M
SPY icon
67
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$82.7M 0.19%
329,344
-41,680
-11% -$10.3M
CHTR icon
68
Charter Communications
CHTR
$15.7B
$82.5M 0.19%
227,023
-31,335
-12% -$11.7M
ITW icon
69
Illinois Tool Works
ITW
$81.9B
$82.4M 0.19%
557,212
-5,664
-1% -$805K
PRU icon
70
Prudential Financial
PRU
$42.3B
$82M 0.19%
770,830
+66,206
+9% +$7.08M
STZ icon
71
Constellation Brands
STZ
$22.2B
$81.9M 0.19%
410,679
-48,108
-10% -$9.52M
MSI icon
72
Motorola Solutions
MSI
$70.3B
$81.9M 0.19%
964,502
+14,573
+2% +$1.28M
MO icon
73
Altria Group
MO
$122B
$81.5M 0.19%
1,285,372
+29,698
+2% +$1.98M
PLD icon
74
Prologis
PLD
$137B
$81.4M 0.19%
1,283,278
-112,345
-8% -$6.92M
PM icon
75
Philip Morris
PM
$305B
$80.4M 0.19%
724,407
-41,209
-5% -$4.8M
1 2
3
4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.