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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
51
Citigroup
C
$213B
$78M 0.22%
1,311,594
+119,278
+10% +$6.44M
V icon
52
Visa
V
$701B
$76.1M 0.22%
974,905
-36,531
-4% -$2.94M
KHC icon
53
Kraft Heinz
KHC
$32.8B
$75.9M 0.22%
869,176
-223,732
-20% -$19.1M
CRM icon
54
Salesforce
CRM
$154B
$75.8M 0.22%
1,106,595
-3,250
-0.3% -$236K
CHTR icon
55
Charter Communications
CHTR
$17.3B
$75.4M 0.22%
261,824
+119,866
+84% +$32.3M
STZ icon
56
Constellation Brands
STZ
$22.5B
$74.2M 0.21%
484,113
-77,215
-14% -$12.3M
LLTC
57
DELISTED
Linear Technology Corp
LLTC
$72.6M 0.21%
1,164,551
+182,871
+19% +$11.1M
BKNG icon
58
Booking.com
BKNG
$156B
$72.5M 0.21%
1,237,000
+114,075
+10% +$6.81M
WBA
59
DELISTED
Walgreens Boots Alliance
WBA
$72.2M 0.21%
872,836
+67,974
+8% +$5.62M
DIS icon
60
Walt Disney
DIS
$171B
$71.7M 0.21%
688,139
-42,417
-6% -$4.14M
MDLZ icon
61
Mondelez International
MDLZ
$83.4B
$71.6M 0.2%
1,614,734
-561,260
-26% -$24.2M
RAI
62
DELISTED
Reynolds American Inc
RAI
$71.5M 0.2%
1,276,392
-554,862
-30% -$29.4M
MU icon
63
Micron Technology
MU
$835B
$71.2M 0.2%
3,247,652
+24,551
+0.8% +$461K
VMC icon
64
Vulcan Materials
VMC
$36.8B
$70.9M 0.2%
566,645
+57,536
+11% +$6.96M
ITW icon
65
Illinois Tool Works
ITW
$84.1B
$70.6M 0.2%
576,686
+149,090
+35% +$18M
HD icon
66
Home Depot
HD
$337B
$70.5M 0.2%
525,582
-66,922
-11% -$8.63M
MCD icon
67
McDonald's
MCD
$193B
$70.1M 0.2%
576,169
+43,866
+8% +$5.14M
GE icon
68
GE Aerospace
GE
$364B
$69.9M 0.2%
461,308
+59,579
+15% +$8.65M
CL icon
69
Colgate-Palmolive
CL
$74.8B
$69.7M 0.2%
1,065,774
-32,232
-3% -$2.21M
ORCL icon
70
Oracle
ORCL
$339B
$69.1M 0.2%
1,798,238
+361,791
+25% +$14.2M
ADM icon
71
Archer Daniels Midland
ADM
$38.7B
$69M 0.2%
1,512,136
-153,159
-9% -$6.78M
COST icon
72
Costco
COST
$432B
$68.8M 0.2%
429,650
+17,385
+4% +$2.65M
PLD icon
73
Prologis
PLD
$136B
$68.3M 0.2%
1,294,652
+356,712
+38% +$18.1M
CTSH icon
74
Cognizant
CTSH
$26.5B
$67.9M 0.19%
1,212,699
-244,903
-17% -$13.1M
LMT icon
75
Lockheed Martin
LMT
$131B
$67.9M 0.19%
271,697
+4,424
+2% +$1.11M
1 2
3
4 5

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.