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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
51
Comcast
CMCSA
$87.3B
$88.7M 0.21%
3,298,264
-63,470
-2% -$1.74M
LEN icon
52
Lennar Class A
LEN
$20.4B
$88.4M 0.21%
2,391,764
+975,747
+69% +$36.2M
LMT icon
53
Lockheed Martin
LMT
$131B
$86.9M 0.21%
475,544
-25,817
-5% -$4.39M
T icon
54
AT&T
T
$164B
$86.3M 0.21%
3,242,732
+300,236
+10% +$7.99M
AMZN icon
55
Amazon
AMZN
$2.44T
$86.1M 0.21%
5,339,920
+124,420
+2% +$2.07M
RGA icon
56
Reinsurance Group of America
RGA
$15.5B
$85.4M 0.2%
1,066,215
-199,617
-16% -$16.2M
WLL
57
DELISTED
Whiting Petroleum Corporation
WLL
$84.8M 0.2%
3,645
-2,333
-39% -$59.5M
HES
58
DELISTED
Hess
HES
$84.5M 0.2%
895,855
-89,227
-9% -$8.82M
BG icon
59
Bunge Global
BG
$20.9B
$84.4M 0.2%
1,002,021
-158,958
-14% -$12.8M
GAS
60
DELISTED
AGL Resources Inc
GAS
$84M 0.2%
1,635,650
+737,445
+82% +$38.9M
VRSN icon
61
VeriSign
VRSN
$26.3B
$83.9M 0.2%
1,521,397
+650,328
+75% +$35.1M
IBM icon
62
IBM
IBM
$213B
$83.8M 0.2%
461,844
+19,872
+4% +$3.62M
BA icon
63
Boeing
BA
$169B
$83.3M 0.2%
654,265
+241,482
+59% +$30.4M
MRK icon
64
Merck
MRK
$322B
$82.2M 0.2%
1,453,487
+60,572
+4% +$3.4M
KO icon
65
Coca-Cola
KO
$383B
$82.2M 0.2%
1,927,160
+103,454
+6% +$4.28M
MU icon
66
Micron Technology
MU
$835B
$82.2M 0.2%
2,398,280
+230,743
+11% +$7.47M
SO icon
67
Southern Company
SO
$108B
$82M 0.2%
1,879,000
+410,061
+28% +$18M
BEAV
68
DELISTED
B/E Aerospace Inc
BEAV
$81.9M 0.2%
1,347,892
+144,937
+12% +$9.17M
TOL icon
69
Toll Brothers
TOL
$14B
$81.8M 0.2%
2,625,312
+1,015,439
+63% +$34.8M
TRIP icon
70
TripAdvisor
TRIP
$1.7B
$81.8M 0.2%
894,605
+39,262
+5% +$3.89M
HRL icon
71
Hormel Foods
HRL
$14.2B
$81M 0.19%
3,152,196
-131,672
-4% -$3.21M
DHI icon
72
D.R. Horton
DHI
$41.2B
$80.7M 0.19%
3,932,116
-1,640,837
-29% -$36.1M
VZ icon
73
Verizon
VZ
$197B
$80.5M 0.19%
1,610,584
+79,032
+5% +$3.93M
PEP icon
74
PepsiCo
PEP
$196B
$79.8M 0.19%
856,700
+79,639
+10% +$7.27M
OI icon
75
O-I Glass
OI
$1.18B
$78.7M 0.19%
3,019,672
-218,012
-7% -$6.84M
1 2
3
4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.