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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$340B
$62.1M 0.22%
821,011
+28,182
+4% +$2.24M
ABBV icon
52
AbbVie
ABBV
$465B
$62M 0.22%
1,386,289
+371,631
+37% +$16.5M
KO icon
53
Coca-Cola
KO
$383B
$60.6M 0.22%
1,600,596
+90,698
+6% +$3.59M
Y
54
DELISTED
Alleghany Corp
Y
$60.4M 0.22%
147,526
+4,647
+3% +$1.86M
NTRS icon
55
Northern Trust
NTRS
$21.8B
$60M 0.22%
1,103,996
+85,058
+8% +$4.88M
AEGN
56
DELISTED
Aegion Corp
AEGN
$59.9M 0.22%
2,522,983
+78,865
+3% +$1.83M
ALXN
57
DELISTED
Alexion Pharmaceuticals
ALXN
$59.4M 0.21%
511,616
+133,752
+35% +$14.7M
CHRD icon
58
Chord Energy
CHRD
$7.68B
$57.6M 0.21%
1,172,100
+126,118
+12% +$5.3M
GE icon
59
GE Aerospace
GE
$364B
$57.5M 0.21%
502,213
-18,253
-4% -$2.09M
V icon
60
Visa
V
$677B
$57.1M 0.21%
1,194,472
+442,416
+59% +$20.4M
T icon
61
AT&T
T
$164B
$56.9M 0.2%
2,228,930
+146,598
+7% +$3.85M
HBAN icon
62
Huntington Bancshares
HBAN
$34B
$56.8M 0.2%
6,880,916
+469,464
+7% +$3.96M
RTX icon
63
RTX Corp
RTX
$290B
$56M 0.2%
824,858
+78,467
+11% +$5.13M
WOLF icon
64
Wolfspeed
WOLF
$1.04B
$55.8M 0.2%
926,700
-270,386
-23% -$17.2M
MCD icon
65
McDonald's
MCD
$193B
$55.4M 0.2%
575,996
+144,359
+33% +$14.1M
PM icon
66
Philip Morris
PM
$309B
$55.4M 0.2%
640,034
+110,700
+21% +$9.68M
PEP icon
67
PepsiCo
PEP
$196B
$55.1M 0.2%
692,526
+136,990
+25% +$11.3M
ORB
68
DELISTED
ORBITAL SCIENCES CORP
ORB
$55M 0.2%
2,597,062
+106,160
+4% +$2M
BKNG icon
69
Booking.com
BKNG
$156B
$53.8M 0.19%
1,330,675
+217,000
+19% +$8.12M
BSJF
70
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$53.6M 0.19%
2,008,022
+1,376,842
+218% +$36.6M
STX icon
71
Seagate
STX
$174B
$53.3M 0.19%
1,218,965
+227,131
+23% +$9.55M
EBAY icon
72
eBay
EBAY
$51.2B
$53.3M 0.19%
2,270,344
+540,255
+31% +$12.1M
LLY icon
73
Eli Lilly
LLY
$1.08T
$53.1M 0.19%
1,054,404
+239,250
+29% +$12.5M
ROST icon
74
Ross Stores
ROST
$80.8B
$53M 0.19%
1,457,024
+581,310
+66% +$19.8M
IXYS
75
DELISTED
IXYS Corp
IXYS
$53M 0.19%
5,489,945
+119,091
+2% +$1.27M
1 2
3
4 5

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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.