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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
701
Western Asset Global High Income Fund
EHI
$178M
$3M 0.02%
415,453
+4,738
+1% +$31.5K
CHRD icon
702
Chord Energy
CHRD
$7.39B
$2.99M 0.02%
18,016
-2,557
-12% -$418K
HOLX
703
DELISTED
Hologic
HOLX
$2.98M 0.02%
41,739
-2,407
-5% -$168K
UMBF icon
704
UMB Financial
UMBF
$11.1B
$2.94M 0.02%
35,182
-38,948
-53% -$2.74M
GNTX icon
705
Gentex
GNTX
$5.07B
$2.93M 0.02%
89,609
+37,694
+73% +$1.16M
OLED icon
706
Universal Display
OLED
$4.19B
$2.92M 0.02%
15,287
-1,836
-11% -$304K
BTA
707
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$2.91M 0.02%
284,903
-46,364
-14% -$436K
BWA icon
708
BorgWarner
BWA
$13.9B
$2.91M 0.02%
81,247
-27,574
-25% -$984K
FNF icon
709
Fidelity National Financial
FNF
$13.5B
$2.91M 0.02%
56,991
-3,206
-5% -$140K
SPSB icon
710
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$2.9M 0.02%
97,317
+27,033
+38% +$796K
MTG icon
711
MGIC Investment
MTG
$6.25B
$2.89M 0.02%
149,939
-13,923
-8% -$246K
NPCT icon
712
Nuveen Core Plus Impact Fund
NPCT
$282M
$2.86M 0.02%
284,206
+6,614
+2% +$62.8K
IEF icon
713
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.85M 0.02%
29,604
– –
RPRX icon
714
Royalty Pharma
RPRX
$25.3B
$2.85M 0.02%
101,550
-30,879
-23% -$849K
ITCI
715
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2.85M 0.02%
39,809
+22,356
+128% +$1.29M
TRGP icon
716
Targa Resources
TRGP
$55.1B
$2.84M 0.02%
32,699
-12,647
-28% -$1.09M
AOD
717
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2.82M 0.02%
350,491
-78,845
-18% -$602K
KOF icon
718
Coca-Cola Femsa
KOF
$23.2B
$2.82M 0.02%
29,789
+1,351
+5% +$113K
MUI
719
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.81M 0.02%
241,618
-22,948
-9% -$247K
ACLS icon
720
Axcelis
ACLS
$4.33B
$2.81M 0.02%
21,646
+12,867
+147% +$1.77M
SYF icon
721
Synchrony
SYF
$25.6B
$2.8M 0.02%
73,269
+11,357
+18% +$359K
LPSN icon
722
LivePerson
LPSN
$32.3M
$2.8M 0.02%
49,195
-31
-0.1% -$1.43K
XLE icon
723
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$2.79M 0.02%
+66,502
New +$2.84M
NTRA icon
724
Natera
NTRA
$46.4B
$2.78M 0.02%
44,448
-663
-1% -$33.1K
AM icon
725
Antero Midstream
AM
$10.1B
$2.78M 0.02%
221,524
-46,830
-17% -$590K
27 28
29
30 31

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.