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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PPL
701
PPL Corp
PPL
$26.7B
| $2.71M | 0.02% |
115,119
-20,762
| -15% | -$537K |
|
702
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $2.71M | 0.02% |
29,604
+8,878
| +43% | +$837K |
|
703
Evercore
EVR
$11.8B
| $2.71M | 0.02% |
19,649
-11,361
| -37% | -$1.54M |
|
704
TD Synnex
SNX
$20.2B
| $2.71M | 0.02% |
27,101
+4,902
| +22% | +$485K |
|
705
H&R Block
HRB
$5.86B
| $2.69M | 0.02% |
62,566
-2,216
| -3% | -$81.8K |
|
706
Universal Display
OLED
$4.19B
| $2.69M | 0.02% |
17,123
-9,620
| -36% | -$1.46M |
|
707
VanEck IG Floating Rate ETF
FLTR
$3.04B
| $2.69M | 0.02% |
106,230
+13,478
| +15% | +$340K |
|
|
MUI
708
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $2.69M | 0.02% |
264,566
-67,734
| -20% | -$748K |
|
709
Masco
MAS
$15.3B
| $2.68M | 0.02% |
50,154
+9,117
| +22% | +$525K |
|
|
ARDC
710
Are Dynamic Credit Allocation Fund
ARDC
$298M
| $2.68M | 0.02% |
207,606
-2,061
| -1% | -$26.1K |
|
711
PPG Industries
PPG
$26.6B
| $2.67M | 0.02% |
20,550
-923
| -4% | -$130K |
|
|
PDM
712
Piedmont Realty Trust
PDM
$1.19B
| $2.66M | 0.02% |
473,743
-6,417
| -1% | -$44K |
|
713
LiveRamp
RAMP
$2.3B
| $2.65M | 0.02% |
91,891
+20,568
| +29% | +$607K |
|
714
HubSpot
HUBS
$10.5B
| $2.64M | 0.02% |
5,368
+1,354
| +34% | +$707K |
|
715
Methode Electronics
MEI
$592M
| $2.64M | 0.02% |
115,680
-795
| -0.7% | -$23.7K |
|
|
PFL
716
PIMCO Income Strategy Fund
PFL
$388M
| $2.64M | 0.02% |
344,479
+117,089
| +51% | +$940K |
|
717
Olin
OLN
$2.12B
| $2.64M | 0.02% |
52,784
+17,380
| +49% | +$938K |
|
718
Take-Two Interactive
TTWO
$46.1B
| $2.62M | 0.02% |
18,662
-1,572
| -8% | -$226K |
|
719
Corpay
CPAY
$25.7B
| $2.61M | 0.02% |
10,227
+2,510
| +33% | +$656K |
|
720
Enterprise Financial Services Corp
EFSC
$2.39B
| $2.58M | 0.02% |
68,889
-6,132
| -8% | -$245K |
|
721
Globe Life
GL
$14.3B
| $2.58M | 0.02% |
23,759
+11,193
| +89% | +$1.25M |
|
|
MHF
722
Western Asset Municipal High Income Fund
MHF
$153M
| $2.58M | 0.02% |
423,941
-17,537
| -4% | -$111K |
|
|
HPI
723
John Hancock Preferred Income Fund
HPI
$433M
| $2.57M | 0.02% |
176,654
+41,684
| +31% | +$633K |
|
724
Stanley Black & Decker
SWK
$15.7B
| $2.57M | 0.02% |
30,758
+860
| +3% | +$79.7K |
|
725
NOV
NOV
$7B
| $2.56M | 0.02% |
122,453
-27,198
| -18% | -$541K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.