We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTI icon
701
TechnipFMC
FTI
$27.3B
$3.06M 0.03%
223,956
+178,548
+393% +$2.42M
HRL icon
702
Hormel Foods
HRL
$13.8B
$3.05M 0.03%
76,576
+3,390
+5% +$146K
OHI icon
703
Omega Healthcare
OHI
$14.7B
$3.05M 0.03%
111,306
-29,799
-21% -$829K
PACB icon
704
Pacific Biosciences
PACB
$370M
$3.05M 0.03%
263,384
-17,912
-6% -$178K
JGH icon
705
Nuveen Global High Income Fund
JGH
$356M
$3.02M 0.03%
272,479
+44,549
+20% +$522K
EFA icon
706
iShares MSCI EAFE ETF
EFA
$80.2B
$3M 0.03%
41,967
+4,378
+12% +$306K
ICE icon
707
Intercontinental Exchange
ICE
$84.4B
$3M 0.03%
28,756
-8,555
-23% -$891K
NRG icon
708
NRG Energy
NRG
$24.8B
$3M 0.03%
87,413
-6,717
-7% -$222K
RSG icon
709
Republic Services
RSG
$65.7B
$3M 0.03%
22,159
-9,203
-29% -$1.17M
MOS icon
710
The Mosaic Company
MOS
$7.33B
$2.99M 0.03%
65,133
+6,816
+12% +$330K
HYI
711
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.98M 0.03%
248,584
+55,861
+29% +$686K
CRUS icon
712
Cirrus Logic
CRUS
$6.26B
$2.97M 0.03%
27,112
-6,386
-19% -$622K
FR icon
713
First Industrial Realty Trust
FR
$8.44B
$2.96M 0.02%
55,574
-6,011
-10% -$313K
MHF
714
Western Asset Municipal High Income Fund
MHF
$153M
$2.94M 0.02%
440,365
+165,664
+60% +$1.09M
CNP icon
715
CenterPoint Energy
CNP
$26.8B
$2.93M 0.02%
99,489
-34,643
-26% -$1.01M
TAP icon
716
Molson Coors Class B
TAP
$8.09B
$2.92M 0.02%
56,407
-23,558
-29% -$1.22M
PZC
717
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.91M 0.02%
375,446
+17,498
+5% +$137K
GH icon
718
Guardant Health
GH
$22.6B
$2.91M 0.02%
124,062
+7,284
+6% +$208K
DMF
719
DELISTED
BNY Mellon Municipal Income
DMF
$2.9M 0.02%
446,219
+42,307
+10% +$271K
TEL icon
720
TE Connectivity
TEL
$62.6B
$2.89M 0.02%
22,052
+3,415
+18% +$432K
OTIS icon
721
Otis Worldwide
OTIS
$28.2B
$2.88M 0.02%
34,098
+116
+0.3% +$9.6K
BC icon
722
Brunswick
BC
$5.28B
$2.87M 0.02%
35,050
+2,226
+7% +$184K
FTF
723
Franklin Limited Duration Income Trust
FTF
$233M
$2.87M 0.02%
464,966
+65,415
+16% +$416K
EHI
724
Western Asset Global High Income Fund
EHI
$178M
$2.87M 0.02%
412,795
+207,424
+101% +$1.53M
TRMB icon
725
Trimble
TRMB
$13.9B
$2.87M 0.02%
54,705
+2,728
+5% +$146K
27 28
29
30 31

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.