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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTA
701
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$4.82M 0.03%
321,612
+95,152
+42% +$1.33M
KRC icon
702
Kilroy Realty
KRC
$4.42B
$4.81M 0.03%
72,361
+10,144
+16% +$692K
WPC icon
703
W.P. Carey
WPC
$16.4B
$4.8M 0.03%
59,766
-4,264
-7% -$326K
HST icon
704
Host Hotels & Resorts
HST
$16B
$4.79M 0.03%
275,630
-5,759
-2% -$97.2K
HAL icon
705
Halliburton
HAL
$26.6B
$4.79M 0.03%
209,394
-165,884
-44% -$3.93M
OIA icon
706
Invesco Municipal Income Opportunities Trust
OIA
$292M
$4.78M 0.02%
597,571
+106,212
+22% +$844K
BGH
707
Barings Global Short Duration High Yield Fund
BGH
$287M
$4.75M 0.02%
273,646
+6,352
+2% +$108K
MQT
708
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$4.73M 0.02%
325,974
+75,105
+30% +$1.09M
AEE icon
709
Ameren
AEE
$30.1B
$4.71M 0.02%
52,858
+2,816
+6% +$239K
IDA icon
710
Idacorp
IDA
$8.2B
$4.68M 0.02%
41,315
-3,759
-8% -$400K
JGH icon
711
Nuveen Global High Income Fund
JGH
$356M
$4.67M 0.02%
293,966
+55,000
+23% +$869K
HII icon
712
Huntington Ingalls Industries
HII
$12.8B
$4.64M 0.02%
24,853
+1,076
+5% +$208K
MTLS
713
Materialise
MTLS
$396M
$4.63M 0.02%
193,932
+41,532
+27% +$966K
ETG
714
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$4.62M 0.02%
203,366
-39,194
-16% -$865K
APH icon
715
Amphenol
APH
$209B
$4.61M 0.02%
105,540
+250
+0.2% +$10.1K
DSM
716
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$4.61M 0.02%
551,598
+137,006
+33% +$1.12M
ICLR icon
717
Icon
ICLR
$12.7B
$4.59M 0.02%
14,825
-30
-0.2% -$8.39K
ARNA
718
DELISTED
Arena Pharmaceuticals Inc
ARNA
$4.57M 0.02%
49,194
+4,313
+10% +$284K
SYNH
719
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$4.53M 0.02%
44,100
-12,083
-22% -$1.16M
MCN
720
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$4.51M 0.02%
561,936
-69,233
-11% -$553K
ISD
721
PGIM High Yield Bond Fund
ISD
$419M
$4.5M 0.02%
280,585
+5,741
+2% +$92.8K
EG icon
722
Everest Group
EG
$14.4B
$4.5M 0.02%
16,441
+810
+5% +$219K
DKS icon
723
Dick's Sporting Goods
DKS
$18.7B
$4.5M 0.02%
39,156
-10,678
-21% -$1.28M
LNG icon
724
Cheniere Energy
LNG
$52.9B
$4.49M 0.02%
44,289
-20,007
-31% -$2.09M
BALL icon
725
Ball Corp
BALL
$16.8B
$4.48M 0.02%
46,570
-4,593
-9% -$425K
27 28
29
30 31

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.