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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Gold Fields
GFI
$36.5B
| $4.55M | 0.03% |
559,832
+7,199
| +1% | +$64.4K |
|
|
BNY
702
Bank of New York Mellon
BNY
$107B
| $4.54M | 0.03% |
87,676
-46,981
| -35% | -$2.44M |
|
703
H&R Block
HRB
$5.86B
| $4.54M | 0.03% |
181,424
+50,221
| +38% | +$1.25M |
|
704
Invesco Value Municipal Income Trust
IIM
$598M
| $4.53M | 0.03% |
277,970
+91,342
| +49% | +$1.54M |
|
705
Equitable Holdings
EQH
$14.1B
| $4.53M | 0.03% |
152,794
+70,268
| +85% | +$2.13M |
|
706
Alnylam Pharmaceuticals
ALNY
$29.3B
| $4.5M | 0.03% |
23,844
-2,093
| -8% | -$393K |
|
707
BlackRock Enhanced International Dividend Trust
BGY
$529M
| $4.49M | 0.03% |
730,088
+129,059
| +21% | +$821K |
|
|
PMF
708
DELISTED
PIMCO Municipal Income Fund
PMF
| $4.49M | 0.03% |
307,141
+38,345
| +14% | +$581K |
|
709
EOG Resources
EOG
$70.7B
| $4.48M | 0.03% |
55,800
-6,802
| -11% | -$496K |
|
710
First Merchants
FRME
$2.67B
| $4.47M | 0.03% |
106,834
+624
| +0.6% | +$25.4K |
|
|
ISD
711
PGIM High Yield Bond Fund
ISD
$419M
| $4.46M | 0.03% |
274,844
+21,114
| +8% | +$344K |
|
|
EOS
712
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
| $4.45M | 0.03% |
191,550
+4,442
| +2% | +$106K |
|
713
Hartford Financial Services
HIG
$39.3B
| $4.44M | 0.03% |
63,233
-49,033
| -44% | -$3.24M |
|
714
Carrier Global
CARR
$52.8B
| $4.42M | 0.03% |
85,280
-4,286
| -5% | -$231K |
|
|
ENX
715
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
| $4.4M | 0.03% |
358,376
+28,792
| +9% | +$363K |
|
716
Medpace
MEDP
$16.5B
| $4.38M | 0.03% |
23,137
-637
| -3% | -$116K |
|
717
Trip.com Group
TCOM
$29.1B
| $4.37M | 0.03% |
142,232
+10,188
| +8% | +$293K |
|
718
United Rentals
URI
$72.4B
| $4.37M | 0.03% |
12,456
-4,425
| -26% | -$1.49M |
|
|
FMN
719
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
| $4.36M | 0.03% |
284,442
-29,881
| -10% | -$472K |
|
|
IVH
720
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
| $4.35M | 0.03% |
318,183
-21,768
| -6% | -$304K |
|
721
Parsons
PSN
$5.08B
| $4.34M | 0.03% |
128,436
-275,129
| -68% | -$10M |
|
722
Entergy
ETR
$50B
| $4.33M | 0.03% |
87,142
-3,480
| -4% | -$186K |
|
723
Royalty Pharma
RPRX
$25.3B
| $4.31M | 0.03% |
119,189
+110,123
| +1,215% | +$4.28M |
|
724
Invesco
IVZ
$13.9B
| $4.29M | 0.03% |
178,103
+21
| +0% | +$525 |
|
725
Fidelity National Information Services
FIS
$22.1B
| $4.29M | 0.03% |
35,284
+5,108
| +17% | +$685K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.