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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
701
Xerox
XRX
$425M
$4.3M 0.03%
177,111
+77,140
+77% +$1.84M
BTG icon
702
B2Gold
BTG
$6.64B
$4.28M 0.03%
993,213
-27,305
-3% -$133K
FLRN icon
703
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$4.24M 0.03%
138,403
-67,328
-33% -$2.06M
AIG icon
704
American International
AIG
$41.3B
$4.24M 0.03%
91,732
+10,510
+13% +$454K
WTW icon
705
Willis Towers Watson
WTW
$32B
$4.23M 0.03%
18,492
+827
+5% +$180K
CTRA
706
DELISTED
Coterra Energy
CTRA
$4.23M 0.03%
225,121
-155,626
-41% -$2.87M
RIO icon
707
Rio Tinto
RIO
$164B
$4.21M 0.03%
54,283
-5,058
-9% -$415K
COF icon
708
Capital One
COF
$134B
$4.2M 0.03%
33,013
-11,111
-25% -$1.31M
HTLF
709
DELISTED
Heartland Financial USA, Inc.
HTLF
$4.2M 0.03%
83,485
– –
OXY icon
710
Occidental Petroleum
OXY
$55.9B
$4.19M 0.03%
157,531
-47,484
-23% -$1.19M
AWK icon
711
American Water Works
AWK
$26.9B
$4.18M 0.03%
27,911
+474
+2% +$71.8K
ALNY icon
712
Alnylam Pharmaceuticals
ALNY
$29.3B
$4.16M 0.03%
29,438
-2,205
-7% -$332K
GDDY icon
713
GoDaddy
GDDY
$11.5B
$4.14M 0.03%
53,376
-2,265
-4% -$182K
BKR icon
714
Baker Hughes
BKR
$61.1B
$4.14M 0.03%
191,577
+41,775
+28% +$951K
FOXA icon
715
Fox Class A
FOXA
$26.9B
$4.14M 0.03%
114,577
-2,844
-2% -$99.5K
SCCO icon
716
Southern Copper
SCCO
$166B
$4.13M 0.03%
65,676
-3,200
-5% -$213K
AOD
717
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$4.12M 0.03%
431,898
+15,155
+4% +$140K
MTD icon
718
Mettler-Toledo International
MTD
$28.6B
$4.1M 0.03%
3,550
+313
+10% +$363K
CINF icon
719
Cincinnati Financial
CINF
$27.1B
$4.08M 0.03%
39,581
+2,119
+6% +$203K
HIX
720
Western Asset High Income Fund II
HIX
$355M
$4.08M 0.03%
590,650
-20,906
-3% -$144K
SYF icon
721
Synchrony
SYF
$25.6B
$4.08M 0.03%
100,230
+6,138
+7% +$237K
NAN icon
722
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$4.06M 0.03%
284,934
+9,745
+4% +$138K
RVT icon
723
Royce Value Trust
RVT
$2.3B
$4.04M 0.03%
223,268
+25,534
+13% +$452K
MRO
724
DELISTED
Marathon Oil Corporation
MRO
$4.02M 0.03%
376,021
-2,729
-0.7% -$26.3K
XYZ
725
Block Inc
XYZ
$47.5B
$3.99M 0.03%
17,579
+3,587
+26% +$839K
27 28
29
30 31

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.