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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
701
Ares Capital
ARCC
$14.4B
$3.85M 0.02%
227,923
-65,714
-22% -$1.02M
NVCR icon
702
NovoCure
NVCR
$1.91B
$3.85M 0.02%
22,237
-2,185
-9% -$299K
L icon
703
Loews
L
$23.6B
$3.85M 0.02%
85,439
+197
+0.2% +$7.92K
HII icon
704
Huntington Ingalls Industries
HII
$12.8B
$3.84M 0.02%
22,508
-6,004
-21% -$954K
MAV
705
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$3.83M 0.02%
329,077
-58,036
-15% -$654K
TWLO icon
706
Twilio
TWLO
$36.6B
$3.83M 0.02%
11,321
+111
+1% +$34.7K
VER
707
DELISTED
VEREIT, Inc.
VER
$3.83M 0.02%
101,220
-107,393
-51% -$3.81M
PHD
708
DELISTED
Pioneer Floating Rate Fund
PHD
$3.8M 0.02%
372,773
-100,699
-21% -$1.05M
PKG icon
709
Packaging Corp of America
PKG
$22.8B
$3.79M 0.02%
27,509
-4,721
-15% -$594K
ABMD
710
DELISTED
Abiomed Inc
ABMD
$3.76M 0.02%
11,610
+6,496
+127% +$1.8M
CARR icon
711
Carrier Global
CARR
$52.8B
$3.76M 0.02%
99,708
-4,990
-5% -$181K
NCZ
712
Virtus Convertible & Income Fund II
NCZ
$301M
$3.74M 0.02%
183,772
-30,101
-14% -$548K
CE icon
713
Celanese
CE
$4.82B
$3.73M 0.02%
28,702
+821
+3% +$102K
NBIX icon
714
Neurocrine Biosciences
NBIX
$16.6B
$3.73M 0.02%
38,893
+352
+0.9% +$34K
HR icon
715
Healthcare Realty
HR
$6.84B
$3.73M 0.02%
135,273
-268,730
-67% -$7.09M
ENX
716
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.72M 0.02%
303,302
+3,160
+1% +$37.9K
WTW icon
717
Willis Towers Watson
WTW
$32B
$3.72M 0.02%
17,665
+1,634
+10% +$336K
MCN
718
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$3.72M 0.02%
550,971
-24,962
-4% -$157K
FIS icon
719
Fidelity National Information Services
FIS
$22.1B
$3.72M 0.02%
26,270
+2,725
+12% +$389K
LSI
720
DELISTED
Life Storage, Inc.
LSI
$3.7M 0.02%
46,509
-6,366
-12% -$485K
MTD icon
721
Mettler-Toledo International
MTD
$28.6B
$3.69M 0.02%
3,237
+899
+38% +$986K
AOD
722
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.69M 0.02%
416,743
-2,643
-0.6% -$21.9K
COLD icon
723
Americold
COLD
$4.27B
$3.68M 0.02%
98,522
-165,455
-63% -$5.95M
JHG
724
DELISTED
Janus Henderson
JHG
$3.64M 0.02%
112,032
-40,130
-26% -$1.15M
EVT icon
725
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$3.61M 0.02%
152,536
-19,849
-12% -$428K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.