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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAD icon
701
Acadia Pharmaceuticals
ACAD
$5.03B
$3.23M 0.02%
78,246
-10,705
-12% -$462K
MZTI
702
The Marzetti Company
MZTI
$3.11B
$3.23M 0.02%
18,036
-9,585
-35% -$1.61M
WMGI
703
DELISTED
Wright Medical Group Inc
WMGI
$3.22M 0.02%
105,347
+2,931
+3% +$88.4K
CARR icon
704
Carrier Global
CARR
$52.8B
$3.2M 0.02%
104,698
-5,176
-5% -$146K
BABA icon
705
Alibaba
BABA
$308B
$3.19M 0.02%
10,846
-509
-4% -$134K
SNDR icon
706
Schneider National
SNDR
$6.25B
$3.18M 0.02%
128,407
+109,487
+579% +$2.83M
ACP
707
abrdn Income Credit Strategies Fund
ACP
$637M
$3.16M 0.02%
320,801
-60,473
-16% -$601K
FITB
708
Fifth Third Bancorp
FITB
$51.8B
$3.16M 0.02%
148,086
-122,449
-45% -$2.46M
HUBB icon
709
Hubbell
HUBB
$27.2B
$3.15M 0.02%
23,054
+8,569
+59% +$1.18M
MASI
710
DELISTED
Masimo
MASI
$3.15M 0.02%
13,348
-9,991
-43% -$2.24M
TSM icon
711
TSMC
TSM
$2.18T
$3.14M 0.02%
38,683
-11,796
-23% -$896K
KEX icon
712
Kirby Corp
KEX
$6.93B
$3.13M 0.02%
86,587
+1,530
+2% +$67.4K
TCPC icon
713
BlackRock TCP Capital
TCPC
$345M
$3.13M 0.02%
318,920
-51,600
-14% -$500K
XLRN
714
DELISTED
Acceleron Pharma
XLRN
$3.13M 0.02%
27,775
-5,836
-17% -$581K
KTF
715
DWS Municipal Income Trust
KTF
$352M
$3.12M 0.02%
281,499
+20,488
+8% +$229K
MUB icon
716
iShares National Muni Bond ETF
MUB
$45.9B
$3.11M 0.02%
26,813
+16,615
+163% +$1.93M
NG icon
717
NovaGold Resources
NG
$3.33B
$3.1M 0.02%
260,365
-42,125
-14% -$411K
TKR icon
718
Timken Company
TKR
$9.03B
$3.09M 0.02%
57,066
+2,860
+5% +$148K
BAX icon
719
Baxter International
BAX
$14.2B
$3.07M 0.02%
38,233
-11,959
-24% -$1.01M
BLD
720
DELISTED
TopBuild
BLD
$3.06M 0.02%
17,923
+3,894
+28% +$559K
VGI
721
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$3.06M 0.02%
283,877
-37,784
-12% -$428K
RIO icon
722
Rio Tinto
RIO
$164B
$3.05M 0.02%
50,570
+1,400
+3% +$85.9K
NMFC icon
723
New Mountain Finance
NMFC
$732M
$3.05M 0.02%
319,225
-21,248
-6% -$205K
ETSY icon
724
Etsy
ETSY
$7.85B
$3.02M 0.02%
24,858
+3,845
+18% +$450K
JTD
725
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$3.02M 0.02%
231,005
+22,982
+11% +$303K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.