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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
701
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$4.25M 0.03%
309,186
-50,197
-14% -$679K
STT icon
702
State Street
STT
$51.4B
$4.25M 0.03%
53,738
-22,286
-29% -$1.57M
RVT icon
703
Royce Value Trust
RVT
$2.29B
$4.24M 0.03%
287,037
-56,159
-16% -$797K
FAF icon
704
First American
FAF
$7.66B
$4.24M 0.03%
72,627
+6,794
+10% +$415K
BCV
705
Bancroft Fund
BCV
$138M
$4.23M 0.03%
162,217
-21,739
-12% -$534K
CY
706
DELISTED
Cypress Semiconductor
CY
$4.23M 0.03%
181,484
+16,959
+10% +$397K
LSTR icon
707
Landstar System
LSTR
$6.09B
$4.21M 0.03%
36,976
+14,652
+66% +$1.65M
HR icon
708
Healthcare Realty
HR
$6.99B
$4.2M 0.03%
138,830
+8,420
+6% +$252K
ULTA icon
709
Ulta Beauty
ULTA
$23.2B
$4.2M 0.03%
16,602
-7,883
-32% -$1.93M
KEX icon
710
Kirby Corp
KEX
$7.01B
$4.2M 0.03%
46,854
-1,656
-3% -$137K
WLL
711
DELISTED
Whiting Petroleum Corporation
WLL
$4.18M 0.03%
7,588
+539
+8% +$261K
NZF icon
712
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$4.17M 0.03%
255,037
-76,769
-23% -$1.24M
SABR icon
713
Sabre
SABR
$838M
$4.17M 0.03%
185,644
-19,744
-10% -$438K
MRTX
714
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$4.16M 0.03%
+32,316
New +$3.12M
DMB
715
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$4.16M 0.03%
284,761
-39,964
-12% -$570K
HTLF
716
DELISTED
Heartland Financial USA, Inc.
HTLF
$4.15M 0.03%
+83,476
New +$3.93M
HOG icon
717
Harley-Davidson
HOG
$2.76B
$4.15M 0.03%
111,600
-10,696
-9% -$398K
AMRN
718
Amarin Corp
AMRN
$304M
$4.15M 0.03%
9,674
+2,588
+37% +$983K
ODFL icon
719
Old Dominion Freight Line
ODFL
$44.8B
$4.14M 0.03%
65,442
-34,233
-34% -$2.1M
MZTI
720
The Marzetti Company
MZTI
$3.05B
$4.14M 0.03%
25,831
-2,638
-9% -$397K
MHI
721
DELISTED
Pioneer Municipal High Income Fund
MHI
$4.12M 0.03%
341,080
+18,463
+6% +$224K
CSGS
722
DELISTED
CSG Systems International
CSGS
$4.11M 0.03%
79,450
-32,914
-29% -$1.78M
DY icon
723
Dycom Industries
DY
$12.3B
$4.11M 0.03%
87,242
+5,749
+7% +$280K
HIX
724
Western Asset High Income Fund II
HIX
$354M
$4.1M 0.03%
608,970
-79,826
-12% -$534K
HRB icon
725
H&R Block
HRB
$5.82B
$4.1M 0.03%
174,606
-24,046
-12% -$577K
27 28
29
30 31

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.