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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGI
701
Virtus Global Multi-Sector Income Fund
VGI
$82.9M
$3.98M 0.03%
315,457
+13,725
+5% +$175K
CTR
702
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$3.97M 0.03%
89,060
+846
+1% +$38.5K
ANAT
703
DELISTED
American National Group, Inc. Common Stock
ANAT
$3.96M 0.03%
31,985
– –
MZTI
704
The Marzetti Company
MZTI
$3.03B
$3.95M 0.03%
28,469
+3,591
+14% +$534K
NID
705
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.94M 0.03%
287,224
+51,262
+22% +$696K
LDOS icon
706
Leidos
LDOS
$16.8B
$3.92M 0.03%
45,678
+13,129
+40% +$1.1M
AAL icon
707
American Airlines Group
AAL
$10.7B
$3.92M 0.03%
145,244
+3,225
+2% +$94.4K
CPRT icon
708
Copart
CPRT
$26.6B
$3.9M 0.03%
194,476
-23,100
-11% -$448K
TWTR
709
DELISTED
Twitter, Inc.
TWTR
$3.9M 0.03%
94,698
-4,544
-5% -$186K
KL
710
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$3.9M 0.03%
87,093
-30,713
-26% -$1.4M
PCI
711
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.89M 0.03%
158,893
-15,393
-9% -$372K
WAB icon
712
Wabtec
WAB
$49.8B
$3.89M 0.03%
54,106
+39,369
+267% +$2.8M
FAF icon
713
First American
FAF
$7.66B
$3.88M 0.03%
65,833
+13,650
+26% +$781K
FIF
714
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.88M 0.03%
235,214
-1,121
-0.5% -$17.9K
ABMD
715
DELISTED
Abiomed Inc
ABMD
$3.88M 0.03%
21,816
-464
-2% -$100K
FFIV icon
716
F5
FFIV
$23.4B
$3.88M 0.03%
27,630
-1,476
-5% -$204K
JMF
717
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$3.87M 0.03%
446,959
+45,295
+11% +$394K
WHR icon
718
Whirlpool
WHR
$2.85B
$3.87M 0.03%
24,417
+5,412
+28% +$777K
CHKP icon
719
Check Point Software Technologies
CHKP
$12.6B
$3.86M 0.03%
35,280
+959
+3% +$107K
NXJ
720
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$3.85M 0.03%
266,245
-42,633
-14% -$617K
IAA
721
DELISTED
IAA, Inc. Common Stock
IAA
$3.85M 0.03%
92,302
-38,920
-30% -$1.75M
WBD icon
722
Warner Bros
WBD
$66.2B
$3.85M 0.03%
144,483
-26,170
-15% -$760K
DVA icon
723
DaVita
DVA
$11.5B
$3.84M 0.03%
67,282
-57,790
-46% -$3.36M
TECH icon
724
Bio-Techne
TECH
$11.2B
$3.84M 0.03%
78,516
-47,092
-37% -$2.36M
CY
725
DELISTED
Cypress Semiconductor
CY
$3.84M 0.03%
164,525
+30,593
+23% +$700K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.