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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
701
iShares MBS ETF
MBB
$39.1B
$9.6M 0.02%
90,084
+14,196
+19% +$1.51M
CRAY
702
DELISTED
Cray, Inc.
CRAY
$9.59M 0.02%
396,235
-4,357
-1% -$92.3K
ASML icon
703
ASML
ASML
$634B
$9.52M 0.02%
54,794
+20,095
+58% +$3.55M
RYN icon
704
Rayonier
RYN
$6.43B
$9.49M 0.02%
330,678
+18,845
+6% +$523K
TDS icon
705
Telephone and Data Systems
TDS
$3.82B
$9.47M 0.02%
340,522
-36,108
-10% -$991K
KEX icon
706
Kirby Corp
KEX
$7.08B
$9.45M 0.02%
141,462
+20,750
+17% +$1.36M
HHH icon
707
Howard Hughes
HHH
$3.87B
$9.42M 0.02%
75,251
+6,017
+9% +$717K
SFM icon
708
Sprouts Farmers Market
SFM
$8.1B
$9.41M 0.02%
386,384
+289,097
+297% +$6.13M
IGA
709
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$9.36M 0.02%
819,111
+57,287
+8% +$654K
ARW icon
710
Arrow Electronics
ARW
$10.9B
$9.34M 0.02%
116,102
-11,320
-9% -$910K
GGG icon
711
Graco
GGG
$13B
$9.33M 0.02%
206,419
+198,733
+2,586% +$8.6M
KMPR icon
712
Kemper
KMPR
$1.71B
$9.33M 0.02%
135,419
+70,173
+108% +$4.53M
CIM
713
Chimera Investment
CIM
$1.06B
$9.31M 0.02%
168,012
-43,334
-21% -$2.43M
CAA
714
DELISTED
CalAtlantic Group, Inc.
CAA
$9.27M 0.02%
164,446
-123,439
-43% -$6.03M
CPN
715
DELISTED
Calpine Corporation
CPN
$9.25M 0.02%
611,202
-20,394
-3% -$306K
CHRD icon
716
Chord Energy
CHRD
$7.78B
$9.24M 0.02%
1,098,555
+46,592
+4% +$429K
AA icon
717
Alcoa
AA
$11.9B
$9.23M 0.02%
171,366
+37,124
+28% +$1.7M
SMM
718
DELISTED
Salient Midstream & MLP Fund
SMM
$9.2M 0.02%
834,479
-126,235
-13% -$1.34M
VCIT icon
719
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$9.18M 0.02%
105,054
+38,443
+58% +$3.37M
ALE
720
DELISTED
Allete
ALE
$9.18M 0.02%
123,461
+920
+0.8% +$71.6K
GMED icon
721
Globus Medical
GMED
$10.9B
$9.17M 0.02%
223,176
+207,048
+1,284% +$7.25M
GSBD icon
722
Goldman Sachs BDC
GSBD
$975M
$9.11M 0.02%
410,695
-16,065
-4% -$356K
REXR icon
723
Rexford Industrial Realty
REXR
$8.56B
$9.07M 0.02%
311,063
+13,970
+5% +$421K
FRA icon
724
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$9.05M 0.02%
656,253
-74,309
-10% -$1.04M
PACW
725
DELISTED
PacWest Bancorp
PACW
$9.03M 0.02%
179,223
-8,348
-4% -$398K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.