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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTX icon
701
Minerals Technologies
MTX
$2.25B
$9.56M 0.02%
135,287
+14,290
+12% +$978K
PACW
702
DELISTED
PacWest Bancorp
PACW
$9.48M 0.02%
187,571
-9,567
-5% -$447K
ALE
703
DELISTED
Allete
ALE
$9.47M 0.02%
122,541
+2,779
+2% +$208K
HUBB icon
704
Hubbell
HUBB
$25B
$9.46M 0.02%
81,591
+60,095
+280% +$6.89M
LFUS icon
705
Littelfuse
LFUS
$11.2B
$9.45M 0.02%
48,244
+4,493
+10% +$816K
CPT icon
706
Camden Property Trust
CPT
$11.2B
$9.45M 0.02%
103,296
-7,749
-7% -$697K
EAT icon
707
Brinker International
EAT
$9B
$9.44M 0.02%
296,329
+31,192
+12% +$1.06M
DLX icon
708
Deluxe
DLX
$1.19B
$9.44M 0.02%
129,389
+1,154
+0.9% +$80.5K
EXG icon
709
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
$9.44M 0.02%
1,009,253
+82,238
+9% +$761K
IBKC
710
DELISTED
IBERIABANK Corp
IBKC
$9.41M 0.02%
114,520
+19,168
+20% +$1.51M
AGR
711
DELISTED
Avangrid, Inc.
AGR
$9.41M 0.02%
198,336
+23,831
+14% +$1.11M
HR icon
712
Healthcare Realty
HR
$7.46B
$9.38M 0.02%
314,678
+92,893
+42% +$2.82M
CHDN icon
713
Churchill Downs
CHDN
$5.76B
$9.33M 0.02%
271,344
+21,654
+9% +$693K
CPN
714
DELISTED
Calpine Corporation
CPN
$9.32M 0.02%
631,596
-389,240
-38% -$5.56M
Y
715
DELISTED
Alleghany Corp
Y
$9.31M 0.02%
16,808
-9,119
-35% -$5.32M
MVF
716
DELISTED
BlackRock MuniVest Fund
MVF
$9.18M 0.02%
946,510
+21,715
+2% +$213K
JQC icon
717
Nuveen Credit Strategies Income Fund
JQC
$705M
$9.16M 0.02%
1,079,394
-101,973
-9% -$866K
CHY
718
Calamos Convertible and High Income Fund
CHY
$999M
$9.15M 0.02%
769,244
+118,258
+18% +$1.4M
ATO icon
719
Atmos Energy
ATO
$29.1B
$9.15M 0.02%
109,180
+1,100
+1% +$94.9K
EVN
720
Eaton Vance Municipal Income Trust
EVN
$416M
$9.14M 0.02%
705,768
+9,301
+1% +$121K
CAR icon
721
Avis
CAR
$5.37B
$9.12M 0.02%
239,715
+20,895
+10% +$703K
LEO
722
BNY Mellon Strategic Municipals
LEO
$386M
$9.12M 0.02%
1,037,804
-91,795
-8% -$823K
TDC icon
723
Teradata
TDC
$2.88B
$9.04M 0.02%
267,536
-25,932
-9% -$805K
MBT
724
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$9M 0.02%
862,316
+149,860
+21% +$1.39M
ITT icon
725
ITT
ITT
$17.3B
$8.99M 0.02%
203,102
-82,685
-29% -$3.41M
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.