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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
701
BlackRock Floating Rate Income Trust
BGT
$322M
$8.94M 0.03%
634,887
+60,609
+11% +$830K
CAR icon
702
Avis
CAR
$4.91B
$8.94M 0.03%
243,719
+190,221
+356% +$6.89M
CAFD
703
DELISTED
8point3 Energy Partners LP
CAFD
$8.91M 0.03%
686,595
+11,568
+2% +$158K
GLPI icon
704
Gaming and Leisure Properties
GLPI
$12.7B
$8.88M 0.03%
290,138
-153,677
-35% -$4.81M
AFT
705
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$8.87M 0.03%
509,967
+84,909
+20% +$1.43M
DOC
706
DELISTED
PHYSICIANS REALTY TRUST
DOC
$8.85M 0.03%
466,713
+91,516
+24% +$1.73M
ETV
707
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$8.81M 0.03%
593,514
-206,358
-26% -$3.06M
PRI icon
708
Primerica
PRI
$9.89B
$8.8M 0.03%
127,209
+120,552
+1,811% +$7.66M
AVT icon
709
Avnet
AVT
$7.29B
$8.79M 0.03%
184,614
+68,431
+59% +$3.05M
EQC
710
DELISTED
Equity Commonwealth
EQC
$8.76M 0.03%
289,787
-11,613
-4% -$344K
SKX
711
DELISTED
Skechers
SKX
$8.75M 0.03%
355,962
-247,753
-41% -$5.71M
JMF
712
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$8.72M 0.03%
644,384
-89,539
-12% -$1.17M
BGB
713
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$8.72M 0.02%
568,258
+217,949
+62% +$3.25M
BRO icon
714
Brown & Brown
BRO
$24B
$8.71M 0.02%
388,486
+256,880
+195% +$5.22M
GBDC icon
715
Golub Capital BDC
GBDC
$3.44B
$8.7M 0.02%
482,827
+107,259
+29% +$1.92M
CLGX
716
DELISTED
Corelogic, Inc.
CLGX
$8.69M 0.02%
236,027
+185,464
+367% +$7.18M
JFR icon
717
Nuveen Floating Rate Income Fund
JFR
$1.24B
$8.67M 0.02%
743,086
-63,620
-8% -$716K
PHD
718
DELISTED
Pioneer Floating Rate Fund
PHD
$8.64M 0.02%
728,150
+101,736
+16% +$1.19M
PINC
719
DELISTED
Premier
PINC
$8.64M 0.02%
284,613
+1,819
+0.6% +$56K
AKRX
720
DELISTED
Akorn Inc
AKRX
$8.56M 0.02%
392,334
+77,079
+24% +$1.77M
MIE
721
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$8.56M 0.02%
786,244
+48,526
+7% +$499K
FANG icon
722
Diamondback Energy
FANG
$55.9B
$8.55M 0.02%
84,603
+8,968
+12% +$895K
HLT icon
723
Hilton Worldwide
HLT
$70.7B
$8.51M 0.02%
104,226
-2,516
-2% -$185K
IGSB icon
724
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$8.41M 0.02%
160,232
+19,870
+14% +$1.04M
CAL icon
725
Caleres
CAL
$470M
$8.4M 0.02%
255,943
+1,130
+0.4% +$33.1K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.