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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKS
701
JinkoSolar
JKS
$824M
$9.07M 0.03%
573,951
+56,516
+11% +$1.03M
BR icon
702
Broadridge
BR
$18.2B
$9.06M 0.03%
133,719
-25,171
-16% -$1.72M
FCT
703
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$9M 0.03%
658,216
+31,448
+5% +$421K
TYL icon
704
Tyler Technologies
TYL
$12.5B
$8.95M 0.03%
52,251
-6,167
-11% -$1.03M
BUD icon
705
AB InBev
BUD
$166B
$8.94M 0.03%
68,035
-17,519
-20% -$2.21M
MFM
706
Aberdeen Municipal Income Fund
MFM
$221M
$8.93M 0.03%
1,192,836
+160,082
+16% +$1.19M
BTI icon
707
British American Tobacco
BTI
$128B
$8.92M 0.03%
139,742
-44,628
-24% -$2.83M
MPWR icon
708
Monolithic Power Systems
MPWR
$66B
$8.9M 0.03%
110,541
+54,759
+98% +$4.05M
JFR icon
709
Nuveen Floating Rate Income Fund
JFR
$1.24B
$8.9M 0.03%
806,706
+69,357
+9% +$744K
STK
710
Columbia Seligman Premium Technology Growth Fund
STK
$876M
$8.89M 0.03%
478,233
-42,312
-8% -$754K
NEV
711
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$8.87M 0.03%
556,782
-5,424
-1% -$89.5K
SXCP
712
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$8.87M 0.03%
585,636
+541,131
+1,216% +$7.67M
SRC
713
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$8.86M 0.03%
148,204
-92,327
-38% -$5.49M
ETY icon
714
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$8.85M 0.03%
826,543
-13,928
-2% -$149K
SCAI
715
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$8.84M 0.03%
181,355
-10,328
-5% -$476K
AMCX icon
716
AMC Global Media
AMCX
$479M
$8.82M 0.03%
170,178
-128,015
-43% -$7.01M
VOO icon
717
Vanguard S&P 500 ETF
VOO
$993B
$8.8M 0.03%
44,287
– –
AEM icon
718
Agnico Eagle Mines
AEM
$74.6B
$8.76M 0.03%
161,707
-5,824
-3% -$321K
WPX
719
DELISTED
WPX Energy, Inc.
WPX
$8.76M 0.03%
664,115
-46,734
-7% -$519K
JOY
720
DELISTED
Joy Global Inc
JOY
$8.74M 0.03%
314,930
-12,229
-4% -$324K
BOE icon
721
BlackRock Enhanced Global Dividend Trust
BOE
$676M
$8.73M 0.03%
712,546
+20,372
+3% +$246K
NXPI icon
722
NXP Semiconductors
NXPI
$56.5B
$8.73M 0.03%
85,545
+10,195
+14% +$864K
VER
723
DELISTED
VEREIT, Inc.
VER
$8.72M 0.03%
168,142
+97,783
+139% +$5.09M
UL icon
724
Unilever
UL
$137B
$8.71M 0.03%
163,404
-9,672
-6% -$511K
MXIM
725
DELISTED
Maxim Integrated Products
MXIM
$8.7M 0.03%
217,965
+12,634
+6% +$498K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.