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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
701
DELISTED
Signature Bank
SBNY
$11.4M 0.04%
83,157
+15,363
+23% +$2.17M
LPLA icon
702
LPL Financial
LPLA
$28.3B
$11.4M 0.04%
287,096
-86,934
-23% -$3.74M
LEA icon
703
Lear
LEA
$6.18B
$11.4M 0.04%
104,822
-155,233
-60% -$16.2M
ICFI icon
704
ICF International
ICFI
$1.54B
$11.3M 0.03%
372,180
-162,603
-30% -$5.59M
AZN icon
705
AstraZeneca
AZN
$250B
$11.3M 0.03%
177,379
-150,661
-46% -$9.91M
JRO
706
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$11.3M 0.03%
1,131,647
-20,951
-2% -$221K
WOOF
707
DELISTED
VCA Inc.
WOOF
$11.3M 0.03%
213,834
-25,220
-11% -$1.41M
HSBC icon
708
HSBC
HSBC
$352B
$11.2M 0.03%
332,946
-47,855
-13% -$1.79M
ETB
709
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$11.2M 0.03%
735,459
+32,965
+5% +$531K
SPN
710
DELISTED
Superior Energy Services, Inc.
SPN
$11.2M 0.03%
88,778
-18,173
-17% -$2.97M
PICB icon
711
Invesco International Corporate Bond ETF
PICB
$362M
$11.2M 0.03%
436,021
-28,309
-6% -$741K
RYAAY icon
712
Ryanair
RYAAY
$31.8B
$11.1M 0.03%
346,286
-15,980
-4% -$494K
WERN icon
713
Werner Enterprises
WERN
$2.27B
$11.1M 0.03%
443,101
+402,257
+985% +$11M
OZK icon
714
Bank OZK
OZK
$5.63B
$11M 0.03%
252,025
-32,966
-12% -$1.44M
QQQX icon
715
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$11M 0.03%
636,179
+24,825
+4% +$456K
RGLD icon
716
Royal Gold
RGLD
$18.3B
$10.9M 0.03%
233,001
+180,232
+342% +$9.27M
DEI icon
717
Douglas Emmett
DEI
$1.98B
$10.9M 0.03%
380,143
-75,924
-17% -$2.2M
SEIC icon
718
SEI Investments
SEIC
$12.6B
$10.9M 0.03%
226,173
+5,927
+3% +$302K
CIM
719
Chimera Investment
CIM
$991M
$10.8M 0.03%
270,391
+59,586
+28% +$2.51M
SMCI icon
720
Super Micro Computer
SMCI
$19.6B
$10.8M 0.03%
3,958,240
+3,162,990
+398% +$8.41M
STE icon
721
Steris
STE
$22.7B
$10.7M 0.03%
165,329
-11,558
-7% -$764K
VSLR
722
DELISTED
VIVINT SOLAR, INC.
VSLR
$10.7M 0.03%
1,020,732
-187,750
-16% -$2.42M
PDLI
723
DELISTED
PDL BioPharma, Inc.
PDLI
$10.6M 0.03%
2,114,270
-390,774
-16% -$2.24M
SGEN
724
DELISTED
Seagen Inc. Common Stock
SGEN
$10.5M 0.03%
272,156
-19,969
-7% -$899K
VGR
725
DELISTED
Vector Group Ltd.
VGR
$10.5M 0.03%
795,187
+69,942
+10% +$945K
27 28
29
30 31

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.