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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCM
701
Cheetah Mobile
CMCM
$89.4M
$15.4M 0.04%
+203,335
New +$17.6M
CWB icon
702
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$15.2M 0.04%
323,541
-19,662
-6% -$963K
IDXX icon
703
Idexx Laboratories
IDXX
$44.8B
$15M 0.04%
202,174
+154,010
+320% +$10.8M
QQQX icon
704
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
$14.9M 0.04%
773,424
+520,868
+206% +$10.4M
EEP
705
DELISTED
Enbridge Energy Partners
EEP
$14.9M 0.04%
372,650
-102,076
-22% -$3.83M
NVS icon
706
Novartis
NVS
$292B
$14.9M 0.04%
178,992
-22,009
-11% -$1.82M
BABA icon
707
Alibaba
BABA
$305B
$14.8M 0.04%
142,476
+129,976
+1,040% +$13.3M
BMRN icon
708
BioMarin Pharmaceuticals
BMRN
$11.6B
$14.8M 0.04%
163,386
+9,941
+6% +$827K
HYD icon
709
VanEck High Yield Muni ETF
HYD
$4.42B
$14.7M 0.04%
237,766
+43,376
+22% +$2.68M
ASNA
710
DELISTED
Ascena Retail Group, Inc.
ASNA
$14.7M 0.04%
58,360
+5,884
+11% +$1.46M
EAD
711
Allspring Income Opportunities Fund
EAD
$375M
$14.3M 0.04%
1,612,443
-190,931
-11% -$1.7M
ESND
712
DELISTED
Essendant Inc.
ESND
$14.2M 0.04%
337,302
-65,551
-16% -$2.67M
DHC
713
Diversified Healthcare Trust
DHC
$2.13B
$14.1M 0.04%
643,360
+60,198
+10% +$1.32M
CTR
714
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$14.1M 0.04%
131,587
+322
+0.2% +$35.1K
LVS icon
715
Las Vegas Sands
LVS
$30.6B
$14M 0.04%
241,161
+198,170
+461% +$11.9M
DPG
716
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$14M 0.04%
646,517
+152,419
+31% +$3.28M
HTS
717
DELISTED
HATTERAS FINANCIAL CORP
HTS
$14M 0.04%
757,498
-109,491
-13% -$2.07M
AAL icon
718
American Airlines Group
AAL
$10.6B
$14M 0.04%
260,269
-122,831
-32% -$5.29M
HIMX
719
Himax Technologies
HIMX
$2.23B
$13.9M 0.04%
1,729,734
+1,562,106
+932% +$12.3M
TSL
720
DELISTED
Trina Solar Limited
TSL
$13.9M 0.03%
1,502,914
+118,290
+9% +$1.16M
WAB icon
721
Wabtec
WAB
$50.1B
$13.9M 0.03%
160,061
-47,492
-23% -$4M
HAWK
722
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$13.9M 0.03%
368,607
+55,715
+18% +$1.98M
INCY icon
723
Incyte
INCY
$24B
$13.9M 0.03%
189,879
-25,580
-12% -$1.67M
WTRG icon
724
Essential Utilities
WTRG
$11B
$13.9M 0.03%
519,428
-22,513
-4% -$579K
HCF
725
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$13.8M 0.03%
1,229,302
-342,575
-22% -$3.85M
27 28
29
30 31

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.