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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEX icon
701
IDEX
IEX
$17.2B
$16.9M 0.04%
233,378
+3,347
+1% +$258K
JFR icon
702
Nuveen Floating Rate Income Fund
JFR
$1.24B
$16.9M 0.04%
1,492,927
-116,527
-7% -$1.36M
WAB icon
703
Wabtec
WAB
$50.1B
$16.8M 0.04%
207,553
+7,075
+4% +$584K
ALK icon
704
Alaska Air
ALK
$5.6B
$16.8M 0.04%
385,776
+52
+0% +$2.41K
IVR icon
705
Invesco Mortgage Capital
IVR
$757M
$16.7M 0.04%
106,447
-1,201
-1% -$205K
TSL
706
DELISTED
Trina Solar Limited
TSL
$16.7M 0.04%
1,384,624
-407,867
-23% -$5.09M
XLF icon
707
State Street Financial Select Sector SPDR ETF
XLF
$58B
$16.7M 0.04%
820,891
+221,358
+37% +$4.47M
HCF
708
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$16.7M 0.04%
1,571,877
-17,351
-1% -$184K
CIG icon
709
CEMIG Preferred Shares
CIG
$6.24B
$16.6M 0.04%
5,227,432
-293,179
-5% -$1.2M
CADE
710
DELISTED
Cadence Bank
CADE
$16.6M 0.04%
822,762
-24,004
-3% -$521K
E icon
711
ENI
E
$79B
$16.5M 0.04%
348,810
+127,478
+58% +$6.44M
CII icon
712
BlackRock Enhanced Captial and Income Fund
CII
$1B
$16.5M 0.04%
1,109,046
+117,810
+12% +$1.77M
HTR
713
DELISTED
Brookfield Total Return Fund Inc
HTR
$16.4M 0.04%
658,635
+37,710
+6% +$944K
HBI
714
DELISTED
Hanesbrands
HBI
$16.4M 0.04%
611,740
+121,244
+25% +$3.08M
QQQ icon
715
Invesco QQQ Trust
QQQ
$469B
$16.4M 0.04%
165,945
-462,700
-74% -$45.1M
ARP
716
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$16.4M 0.04%
841,857
-109,196
-11% -$2.18M
EAD
717
Allspring Income Opportunities Fund
EAD
$372M
$16.3M 0.04%
1,803,374
+294,115
+19% +$2.73M
EBS icon
718
Emergent Biosolutions
EBS
$382M
$16.2M 0.04%
762,310
+396,001
+108% +$9.07M
RGP
719
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$16.2M 0.04%
497,159
-66,207
-12% -$2.1M
SINA
720
DELISTED
Sina Corp
SINA
$16.2M 0.04%
393,878
+67,422
+21% +$3.16M
RYL
721
DELISTED
RYLAND GROUP INC
RYL
$15.8M 0.04%
476,596
+461,676
+3,094% +$16.8M
BSJI
722
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$15.8M 0.04%
590,740
-24,082
-4% -$652K
WCC
723
WESCO International
WCC
$17.6B
$15.8M 0.04%
201,255
+22,387
+13% +$1.85M
SBAC icon
724
SBA Communications
SBAC
$19B
$15.7M 0.04%
141,877
+64,635
+84% +$6.98M
CBST
725
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$15.7M 0.04%
237,156
+8,969
+4% +$589K
27 28
29
30 31

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.