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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
676
APA Corp
APA
$13.2B
$3.21M 0.02%
89,408
+20,533
+30% +$775K
IQV icon
677
IQVIA
IQV
$39.3B
$3.2M 0.02%
13,850
-7,496
-35% -$1.54M
EVR icon
678
Evercore
EVR
$11.8B
$3.2M 0.02%
18,733
-916
-5% -$133K
NBTB icon
679
NBT Bancorp
NBTB
$2.74B
$3.19M 0.02%
76,053
+3,454
+5% +$125K
JCE icon
680
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.18M 0.02%
234,796
-33,123
-12% -$425K
HI
681
DELISTED
Hillenbrand
HI
$3.16M 0.02%
66,093
-2,654
-4% -$109K
PPG icon
682
PPG Industries
PPG
$26.6B
$3.14M 0.02%
21,025
+475
+2% +$64.3K
PARA
683
DELISTED
Paramount Global Class B
PARA
$3.14M 0.02%
212,036
+63,736
+43% +$853K
DOOR
684
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$3.13M 0.02%
+36,997
New +$3.2M
SU icon
685
Suncor Energy
SU
$70.3B
$3.11M 0.02%
96,792
+72,771
+303% +$2.38M
TCBK icon
686
TriCo Bancshares
TCBK
$1.83B
$3.1M 0.02%
72,219
-3,640
-5% -$131K
CNX icon
687
CNX Resources
CNX
$5.2B
$3.1M 0.02%
155,133
-14,816
-9% -$316K
ARDC
688
Are Dynamic Credit Allocation Fund
ARDC
$298M
$3.1M 0.02%
225,627
+18,021
+9% +$230K
WFRD icon
689
Weatherford International
WFRD
$6.22B
$3.1M 0.02%
31,685
-2,202
-6% -$205K
NNY icon
690
Nuveen New York Municipal Value Fund
NNY
$157M
$3.1M 0.02%
374,136
-39,892
-10% -$319K
MHI
691
DELISTED
Pioneer Municipal High Income Fund
MHI
$3.09M 0.02%
357,814
-18,354
-5% -$142K
AEE icon
692
Ameren
AEE
$30.1B
$3.08M 0.02%
42,638
-2,619
-6% -$199K
TDC icon
693
Teradata
TDC
$2.55B
$3.08M 0.02%
70,711
+20,869
+42% +$938K
AWK icon
694
American Water Works
AWK
$26.9B
$3.07M 0.02%
23,272
-2,569
-10% -$324K
JPC icon
695
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$3.07M 0.02%
453,598
+157,132
+53% +$999K
NSA
696
DELISTED
National Storage Affiliates Trust
NSA
$3.07M 0.02%
73,929
+7,352
+11% +$246K
HLT icon
697
Hilton Worldwide
HLT
$71.5B
$3.05M 0.02%
16,754
+1,694
+11% +$276K
SWK icon
698
Stanley Black & Decker
SWK
$15.7B
$3.05M 0.02%
31,042
+284
+0.9% +$25K
STM icon
699
STMicroelectronics
STM
$50B
$3.04M 0.02%
60,623
-18,683
-24% -$836K
CFG icon
700
Citizens Financial Group
CFG
$30.6B
$3.02M 0.02%
91,171
+7,914
+10% +$218K
26 27
28
29 30

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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.