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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
676
RTX Corp
RTX
$301B
$2.92M 0.03%
40,614
-972
-2% -$83.2K
HI
677
DELISTED
Hillenbrand
HI
$2.91M 0.03%
68,747
-23,501
-25% -$1.12M
UFPI icon
678
UFP Industries
UFPI
$5.19B
$2.89M 0.02%
28,256
+1,883
+7% +$190K
FNV icon
679
Franco-Nevada
FNV
$46B
$2.88M 0.02%
21,584
-10,532
-33% -$1.49M
MUSA icon
680
Murphy USA
MUSA
$9.61B
$2.88M 0.02%
8,422
+2,648
+46% +$841K
PZC
681
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.88M 0.02%
420,085
+18,136
+5% +$139K
GATX icon
682
GATX Corp
GATX
$6.27B
$2.87M 0.02%
26,407
-23,889
-47% -$2.88M
LPSN icon
683
LivePerson
LPSN
$32.3M
$2.87M 0.02%
+49,226
New +$3.24M
SRPT icon
684
Sarepta Therapeutics
SRPT
$1.77B
$2.85M 0.02%
23,520
-412
-2% -$46.6K
EAD
685
Allspring Income Opportunities Fund
EAD
$379M
$2.84M 0.02%
466,097
+49,037
+12% +$310K
APA icon
686
APA Corp
APA
$13.2B
$2.83M 0.02%
68,875
-3,814
-5% -$157K
SRI icon
687
Stoneridge
SRI
$213M
$2.82M 0.02%
140,725
-295
-0.2% -$5.99K
LEN icon
688
Lennar Class A
LEN
$21.2B
$2.82M 0.02%
25,975
+5,171
+25% +$607K
PCK
689
DELISTED
Pimco California Municipal Income Fund II
PCK
$2.82M 0.02%
561,590
+11,450
+2% +$65.3K
NWL icon
690
Newell Brands
NWL
$2.56B
$2.8M 0.02%
310,260
-55,267
-15% -$550K
PCG icon
691
PG&E
PCG
$38.5B
$2.8M 0.02%
173,370
-43,843
-20% -$753K
JNPR
692
DELISTED
Juniper Networks
JNPR
$2.78M 0.02%
100,200
-26,905
-21% -$775K
RSG icon
693
Republic Services
RSG
$65.7B
$2.78M 0.02%
19,481
-3,120
-14% -$463K
VFC icon
694
VF Corp
VFC
$5.89B
$2.77M 0.02%
156,675
-29,629
-16% -$564K
HALO icon
695
Halozyme
HALO
$12.2B
$2.76M 0.02%
72,183
-2,970
-4% -$122K
RGLD icon
696
Royal Gold
RGLD
$19.5B
$2.75M 0.02%
25,822
-10,906
-30% -$1.24M
EHI
697
Western Asset Global High Income Fund
EHI
$178M
$2.74M 0.02%
410,715
-17,198
-4% -$124K
MTG icon
698
MGIC Investment
MTG
$6.25B
$2.73M 0.02%
163,862
+2,388
+1% +$40.6K
MHI
699
DELISTED
Pioneer Municipal High Income Fund
MHI
$2.72M 0.02%
376,168
+691
+0.2% +$5.66K
SWN
700
DELISTED
Southwestern Energy Company
SWN
$2.72M 0.02%
421,134
+164,248
+64% +$1.05M
26 27
28
29 30

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.