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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
676
American Water Works
AWK
$26.9B
$4.78M 0.03%
28,264
-6,098
-18% -$1.07M
BPMC
677
DELISTED
Blueprint Medicines
BPMC
$4.76M 0.03%
46,298
+374
+0.8% +$34.8K
NRG icon
678
NRG Energy
NRG
$24.8B
$4.73M 0.03%
115,784
+4,511
+4% +$192K
RCL icon
679
Royal Caribbean
RCL
$85.6B
$4.72M 0.03%
53,128
-2,703
-5% -$219K
RVT icon
680
Royce Value Trust
RVT
$2.3B
$4.72M 0.03%
261,677
+40,403
+18% +$746K
UCB
681
United Community Banks
UCB
$4.28B
$4.71M 0.03%
143,544
-511
-0.4% -$15.3K
KTOS icon
682
Kratos Defense & Security Solutions
KTOS
$11.4B
$4.7M 0.03%
+210,792
New +$5.21M
BKN
683
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$4.7M 0.03%
271,998
-59,096
-18% -$1.08M
AES icon
684
AES
AES
$10.5B
$4.68M 0.03%
205,162
-68,204
-25% -$1.66M
MSCI icon
685
MSCI
MSCI
$40.9B
$4.68M 0.03%
7,696
-1,241
-14% -$758K
IDA icon
686
Idacorp
IDA
$8.2B
$4.66M 0.03%
45,074
-11,209
-20% -$1.17M
MYI icon
687
BlackRock MuniYield Quality Fund III
MYI
$721M
$4.64M 0.03%
316,273
+94,096
+42% +$1.41M
RPM icon
688
RPM International
RPM
$15B
$4.63M 0.03%
59,678
-1,073
-2% -$90.4K
RMD icon
689
ResMed
RMD
$30.7B
$4.62M 0.03%
17,529
-1,156
-6% -$316K
EVT icon
690
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$4.62M 0.03%
168,222
+7,803
+5% +$218K
BALL icon
691
Ball Corp
BALL
$16.8B
$4.6M 0.03%
51,163
-7,776
-13% -$690K
CDNA icon
692
CareDx
CDNA
$2.42B
$4.6M 0.03%
72,651
+50,919
+234% +$3.88M
HST icon
693
Host Hotels & Resorts
HST
$16B
$4.6M 0.03%
281,389
-46,509
-14% -$754K
HTD
694
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$4.59M 0.03%
200,746
+16,184
+9% +$400K
HII icon
695
Huntington Ingalls Industries
HII
$12.8B
$4.59M 0.03%
23,777
+6
+0% +$1.21K
WPC icon
696
W.P. Carey
WPC
$16.4B
$4.58M 0.03%
64,030
-2,164
-3% -$165K
WRK
697
DELISTED
WestRock Company
WRK
$4.58M 0.03%
91,904
-23,471
-20% -$1.19M
A icon
698
Agilent Technologies
A
$41.2B
$4.57M 0.03%
29,021
-15,422
-35% -$2.49M
BGH
699
Barings Global Short Duration High Yield Fund
BGH
$287M
$4.57M 0.03%
267,294
-24,345
-8% -$415K
MEI icon
700
Methode Electronics
MEI
$592M
$4.55M 0.03%
108,220
+173
+0.2% +$7.93K
26 27
28
29 30

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.