We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAT
676
American Assets Trust
AAT
$1.4B
$4.49M 0.03%
138,456
+68,041
+97% +$2.1M
BGY icon
677
BlackRock Enhanced International Dividend Trust
BGY
$529M
$4.49M 0.03%
739,253
-6,429
-0.9% -$38.3K
ENPH icon
678
Enphase Energy
ENPH
$5.53B
$4.48M 0.03%
27,650
+800
+3% +$144K
IVZ icon
679
Invesco
IVZ
$13.9B
$4.48M 0.03%
177,723
+67,924
+62% +$1.52M
VTN icon
680
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$4.48M 0.03%
341,711
+6,724
+2% +$87.7K
FMN
681
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$4.47M 0.03%
307,960
+9,206
+3% +$134K
AVNT icon
682
Avient
AVNT
$4.19B
$4.47M 0.03%
94,615
+78,891
+502% +$3.52M
TTWO icon
683
Take-Two Interactive
TTWO
$46.1B
$4.44M 0.03%
25,102
+5,925
+31% +$1.12M
TFX icon
684
Teleflex
TFX
$5.98B
$4.43M 0.03%
10,671
-352
-3% -$141K
MPWR icon
685
Monolithic Power Systems
MPWR
$68.9B
$4.42M 0.03%
12,529
+1,336
+12% +$487K
PEB icon
686
Pebblebrook Hotel Trust
PEB
$2.05B
$4.42M 0.03%
182,156
+66,611
+58% +$1.46M
KRA
687
DELISTED
Kraton Corporation
KRA
$4.41M 0.03%
120,494
– –
FRME icon
688
First Merchants
FRME
$2.67B
$4.41M 0.03%
94,762
+33,075
+54% +$1.43M
NHS
689
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$4.4M 0.03%
341,813
+33,270
+11% +$405K
EVT icon
690
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$4.4M 0.03%
167,569
+15,033
+10% +$369K
GBCI icon
691
Glacier Bancorp
GBCI
$6.35B
$4.39M 0.03%
76,860
+500
+0.7% +$27K
UFS
692
DELISTED
DOMTAR CORPORATION (New)
UFS
$4.38M 0.03%
118,411
+26,657
+29% +$920K
AN icon
693
AutoNation
AN
$6.92B
$4.35M 0.03%
46,636
+11,082
+31% +$888K
MEDP icon
694
Medpace
MEDP
$16.5B
$4.34M 0.03%
26,445
-1,833
-6% -$280K
UBER icon
695
Uber
UBER
$153B
$4.33M 0.03%
79,526
-1,987
-2% -$111K
BGH
696
Barings Global Short Duration High Yield Fund
BGH
$287M
$4.33M 0.03%
269,454
+32,489
+14% +$504K
NCA icon
697
Nuveen California Municipal Value Fund
NCA
$302M
$4.33M 0.03%
424,013
+1,338
+0.3% +$14K
UMC icon
698
United Microelectronic
UMC
$46.9B
$4.33M 0.03%
474,698
-124,740
-21% -$1.15M
DBRG icon
699
DigitalBridge
DBRG
$2.95B
$4.3M 0.03%
165,968
-103,215
-38% -$2.32M
CMA
700
DELISTED
Comerica
CMA
$4.3M 0.03%
59,936
-3,324
-5% -$218K
26 27
28
29 30

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.