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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIMC
676
DELISTED
Altra Industrial Motion Corp
AIMC
$4.04M 0.03%
72,928
– –
SPTL icon
677
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$4.04M 0.03%
89,499
-43,296
-33% -$1.97M
DAN icon
678
Dana Inc
DAN
$3.06B
$4.03M 0.03%
206,425
+55,886
+37% +$935K
BGT icon
679
BlackRock Floating Rate Income Trust
BGT
$325M
$4.02M 0.03%
341,115
-44,162
-11% -$512K
ECF
680
Ellsworth Growth & Income Fund
ECF
$172M
$4.02M 0.03%
289,954
-16,339
-5% -$206K
R icon
681
Ryder
R
$10.1B
$4.02M 0.03%
65,018
+27,597
+74% +$1.54M
MRTX
682
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$4.01M 0.03%
18,241
-2,981
-14% -$644K
CNC icon
683
Centene
CNC
$32.5B
$4M 0.03%
66,706
+6,559
+11% +$417K
ETO
684
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$4M 0.03%
158,297
-32,820
-17% -$751K
URBN icon
685
Urban Outfitters
URBN
$6.59B
$4M 0.03%
156,176
+146,397
+1,497% +$3.77M
CTLT
686
DELISTED
CATALENT, INC.
CTLT
$3.99M 0.03%
38,384
+13,606
+55% +$1.32M
TTWO icon
687
Take-Two Interactive
TTWO
$46.1B
$3.98M 0.03%
19,177
-25,713
-57% -$4.5M
TEX icon
688
Terex
TEX
$7.74B
$3.98M 0.03%
114,188
+84,430
+284% +$2.49M
CNP icon
689
CenterPoint Energy
CNP
$26.8B
$3.98M 0.02%
183,822
-48,073
-21% -$1.07M
PTEN icon
690
Patterson-UTI
PTEN
$3.76B
$3.97M 0.02%
754,622
+661,444
+710% +$2.6M
BALL icon
691
Ball Corp
BALL
$16.8B
$3.97M 0.02%
42,579
+3,609
+9% +$334K
SIVB
692
DELISTED
SVB Financial Group
SIVB
$3.96M 0.02%
10,196
+3,943
+63% +$1.28M
ARWR icon
693
Arrowhead Research
ARWR
$12.4B
$3.94M 0.02%
51,313
-38,108
-43% -$2.44M
MEDP icon
694
Medpace
MEDP
$16.5B
$3.94M 0.02%
28,278
+16,339
+137% +$2.06M
KSU
695
DELISTED
Kansas City Southern
KSU
$3.93M 0.02%
19,242
-13,534
-41% -$2.54M
TSLX icon
696
Sixth Street Specialty
TSLX
$1.81B
$3.9M 0.02%
187,712
-61,153
-25% -$1.16M
NAN icon
697
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$3.89M 0.02%
275,189
-13,643
-5% -$188K
CHD icon
698
Church & Dwight Co
CHD
$24.5B
$3.87M 0.02%
44,413
-6,415
-13% -$568K
GRMN
699
Garmin
GRMN
$60B
$3.87M 0.02%
32,319
-3,873
-11% -$429K
HALO icon
700
Halozyme
HALO
$12.2B
$3.85M 0.02%
+90,228
New +$3.24M
26 27
28
29 30

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.