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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
676
Hewlett Packard
HPE
$70.5B
$3.47M 0.03%
370,572
+46,526
+14% +$444K
FIS icon
677
Fidelity National Information Services
FIS
$22.1B
$3.47M 0.03%
23,545
-16,367
-41% -$2.37M
ANGL icon
678
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$3.45M 0.03%
116,056
+52,631
+83% +$1.58M
MCN
679
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$3.44M 0.02%
575,933
-21,228
-4% -$125K
NLY icon
680
Annaly Capital Management
NLY
$17.4B
$3.44M 0.02%
120,772
+63,609
+111% +$1.84M
EWBC icon
681
East-West Bancorp
EWBC
$18B
$3.43M 0.02%
104,863
+97,679
+1,360% +$3.45M
GRMN
682
Garmin
GRMN
$60B
$3.43M 0.02%
36,192
-10,979
-23% -$1.1M
SKX
683
DELISTED
Skechers
SKX
$3.43M 0.02%
113,523
+2,919
+3% +$87K
EVT icon
684
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$3.4M 0.02%
172,385
+4,357
+3% +$86.5K
SAP icon
685
SAP
SAP
$238B
$3.39M 0.02%
21,748
+3,876
+22% +$615K
DPZ icon
686
Domino's
DPZ
$11.6B
$3.38M 0.02%
7,936
-419
-5% -$167K
NHS
687
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$3.37M 0.02%
303,931
-20,607
-6% -$228K
MEI icon
688
Methode Electronics
MEI
$592M
$3.36M 0.02%
117,923
+61,153
+108% +$1.77M
WSM icon
689
Williams-Sonoma
WSM
$29.6B
$3.36M 0.02%
74,286
-59,564
-45% -$2.65M
CUBE icon
690
CubeSmart
CUBE
$9.41B
$3.36M 0.02%
103,886
+13,147
+14% +$398K
GATX icon
691
GATX Corp
GATX
$6.27B
$3.35M 0.02%
52,518
-1,461
-3% -$93K
WTW icon
692
Willis Towers Watson
WTW
$32B
$3.35M 0.02%
16,031
+7,511
+88% +$1.53M
GDO
693
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$3.34M 0.02%
201,963
-8,216
-4% -$141K
KMT icon
694
Kennametal
KMT
$2.52B
$3.34M 0.02%
115,283
-133
-0.1% -$3.85K
AOD
695
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.33M 0.02%
419,386
+22,368
+6% +$179K
JHG
696
DELISTED
Janus Henderson
JHG
$3.31M 0.02%
152,162
-46,099
-23% -$956K
EQC
697
DELISTED
Equity Commonwealth
EQC
$3.26M 0.02%
122,345
-269,200
-69% -$8.32M
MKTX icon
698
MarketAxess Holdings
MKTX
$5.72B
$3.25M 0.02%
6,756
+528
+8% +$261K
OTIS icon
699
Otis Worldwide
OTIS
$28.2B
$3.25M 0.02%
51,996
+125
+0.2% +$7.65K
BALL icon
700
Ball Corp
BALL
$16.8B
$3.24M 0.02%
38,970
+382
+1% +$29.4K
26 27
28
29 30

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.