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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHD
676
DELISTED
Pioneer Floating Rate Fund
PHD
$4.54M 0.03%
413,436
-91,576
-18% -$967K
CEM
677
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.51M 0.03%
80,025
-10,981
-12% -$589K
HES
678
DELISTED
Hess
HES
$4.5M 0.03%
67,400
+26,225
+64% +$1.72M
SF
679
Stifel
SF
$12.8B
$4.48M 0.03%
166,284
-13,570
-8% -$355K
PKE icon
680
Park Aerospace
PKE
$822M
$4.48M 0.03%
275,155
+7,458
+3% +$124K
VTN icon
681
Invesco Trust for Investment Grade New York Municipals
VTN
$164M
$4.46M 0.03%
328,181
-53,107
-14% -$723K
SEE
682
DELISTED
Sealed Air
SEE
$4.45M 0.03%
111,851
+81,326
+266% +$3.22M
VST icon
683
Vistra
VST
$47.4B
$4.44M 0.03%
193,033
-8,010
-4% -$207K
CE icon
684
Celanese
CE
$4.73B
$4.43M 0.03%
35,988
+19,337
+116% +$2.38M
AIG icon
685
American International
AIG
$42.1B
$4.42M 0.03%
86,203
+1,789
+2% +$94.8K
SCCO icon
686
Southern Copper
SCCO
$164B
$4.41M 0.03%
111,977
+4,502
+4% +$157K
GH icon
687
Guardant Health
GH
$21.9B
$4.4M 0.03%
+56,362
New +$4.06M
TYL icon
688
Tyler Technologies
TYL
$12.6B
$4.4M 0.03%
14,655
+13,332
+1,008% +$3.71M
PGRE
689
DELISTED
Paramount Group
PGRE
$4.39M 0.03%
315,269
+297,347
+1,659% +$3.99M
FMC icon
690
FMC
FMC
$1.35B
$4.37M 0.03%
43,805
-15,577
-26% -$1.45M
PCK
691
DELISTED
Pimco California Municipal Income Fund II
PCK
$4.37M 0.03%
436,542
+70,155
+19% +$699K
LXP icon
692
LXP Industrial Trust
LXP
$3.58B
$4.36M 0.03%
82,098
+36,287
+79% +$1.94M
JBLU icon
693
JetBlue
JBLU
$2.4B
$4.34M 0.03%
232,070
+77,339
+50% +$1.44M
CAL icon
694
Caleres
CAL
$481M
$4.34M 0.03%
+182,601
New +$4.13M
TYG
695
Tortoise Energy Infrastructure Corp
TYG
$1.06B
$4.29M 0.03%
59,825
-1,763
-3% -$129K
HBI
696
DELISTED
Hanesbrands
HBI
$4.28M 0.03%
287,903
+76,128
+36% +$1.16M
LYV icon
697
Live Nation Entertainment
LYV
$42.8B
$4.27M 0.03%
59,708
-47,222
-44% -$3.2M
EVF
698
Eaton Vance Senior Income Trust
EVF
$90.7M
$4.26M 0.03%
664,204
+45,837
+7% +$285K
EVH icon
699
Evolent Health
EVH
$346M
$4.26M 0.03%
470,379
+3,903
+0.8% +$31.7K
ACAD icon
700
Acadia Pharmaceuticals
ACAD
$4.96B
$4.25M 0.03%
99,371
+15,417
+18% +$671K
26 27
28
29 30

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.