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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
676
SLR Investment Corp
SLRC
$705M
$4.15M 0.03%
201,171
+8,679
+5% +$178K
OSK icon
677
Oshkosh
OSK
$9.47B
$4.15M 0.03%
54,708
-13,492
-20% -$1.03M
CMA
678
DELISTED
Comerica
CMA
$4.14M 0.03%
62,756
+13,352
+27% +$884K
NPO icon
679
Enpro
NPO
$7.12B
$4.13M 0.03%
60,101
+13
+0% +$844
JHG
680
DELISTED
Janus Henderson
JHG
$4.1M 0.03%
182,509
+42,564
+30% +$885K
JLL icon
681
Jones Lang LaSalle
JLL
$16.7B
$4.1M 0.03%
29,474
+3,882
+15% +$538K
ECF
682
Ellsworth Growth & Income Fund
ECF
$170M
$4.09M 0.03%
390,039
-28,350
-7% -$302K
GLW icon
683
Corning
GLW
$135B
$4.09M 0.03%
143,336
-97,118
-40% -$2.91M
ROK icon
684
Rockwell Automation
ROK
$49.2B
$4.09M 0.03%
24,792
-4,619
-16% -$730K
ALNY icon
685
Alnylam Pharmaceuticals
ALNY
$28.9B
$4.08M 0.03%
50,690
-7,433
-13% -$588K
GE icon
686
GE Aerospace
GE
$389B
$4.07M 0.03%
91,309
-30,305
-25% -$1.42M
FCT
687
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$4.07M 0.03%
338,922
+6,053
+2% +$72K
AU icon
688
AngloGold Ashanti
AU
$44.3B
$4.06M 0.03%
222,075
-83,658
-27% -$1.66M
MIE
689
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$4.06M 0.03%
450,702
-98,179
-18% -$911K
IONS icon
690
Ionis Pharmaceuticals
IONS
$9.06B
$4.03M 0.03%
67,342
-3,467
-5% -$226K
CONE
691
DELISTED
CyrusOne Inc Common Stock
CONE
$4.03M 0.03%
50,983
-824
-2% -$55K
PPC icon
692
Pilgrim's Pride
PPC
$6.56B
$4.03M 0.03%
125,776
-8,433
-6% -$245K
MHI
693
DELISTED
Pioneer Municipal High Income Fund
MHI
$4.02M 0.03%
322,617
-25,070
-7% -$313K
INF
694
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$4.01M 0.03%
292,689
-8,481
-3% -$112K
BOKF icon
695
BOK Financial
BOKF
$8.78B
$4.01M 0.03%
50,611
+862
+2% +$67.5K
ENX
696
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$4M 0.03%
321,563
+16,394
+5% +$200K
WSM icon
697
Williams-Sonoma
WSM
$29.1B
$3.99M 0.03%
117,414
+7,412
+7% +$245K
CXT icon
698
Crane NXT
CXT
$3.13B
$3.99M 0.03%
142,418
-14,761
-9% -$412K
KEX icon
699
Kirby Corp
KEX
$7.11B
$3.99M 0.03%
48,510
+635
+1% +$48.6K
UGI icon
700
UGI
UGI
$7.35B
$3.99M 0.03%
79,290
-87,677
-53% -$4.38M
26 27
28
29 30

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.