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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
676
Diamondback Energy
FANG
$56.2B
$10.1M 0.02%
103,151
+30,208
+41% +$2.78M
KMF
677
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$10.1M 0.02%
686,893
-30,484
-4% -$438K
SFL icon
678
SFL Corp
SFL
$1.64B
$10.1M 0.02%
695,992
+28,417
+4% +$387K
INGR icon
679
Ingredion
INGR
$6.33B
$10.1M 0.02%
83,437
-7,702
-8% -$939K
PINC
680
DELISTED
Premier
PINC
$10M 0.02%
308,451
-10,408
-3% -$353K
ALNY icon
681
Alnylam Pharmaceuticals
ALNY
$27.5B
$10M 0.02%
85,467
+18,094
+27% +$1.54M
ENB icon
682
Enbridge
ENB
$121B
$10M 0.02%
240,062
-75,444
-24% -$3.07M
MUR icon
683
Murphy Oil
MUR
$5.48B
$10M 0.02%
377,466
-1,602,276
-81% -$40.2M
NMZ icon
684
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$9.94M 0.02%
730,172
+7,773
+1% +$106K
PHD
685
DELISTED
Pioneer Floating Rate Fund
PHD
$9.89M 0.02%
826,780
-3,261
-0.4% -$38.7K
SWX icon
686
Southwest Gas
SWX
$6.54B
$9.85M 0.02%
126,912
+2,438
+2% +$193K
PBF icon
687
PBF Energy
PBF
$8.67B
$9.84M 0.02%
356,530
+32,605
+10% +$755K
LBRDK icon
688
Liberty Broadband Class C
LBRDK
$4.79B
$9.83M 0.02%
103,111
+52,531
+104% +$5.06M
IGSB icon
689
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$9.82M 0.02%
186,444
+10,188
+6% +$537K
ODFL icon
690
Old Dominion Freight Line
ODFL
$44.2B
$9.8M 0.02%
267,075
-41,754
-14% -$1.38M
ENR icon
691
Energizer
ENR
$1.44B
$9.76M 0.02%
211,961
+96,813
+84% +$4.36M
VIAV icon
692
Viavi Solutions
VIAV
$8.65B
$9.75M 0.02%
1,030,613
+801,037
+349% +$8.35M
GSBD icon
693
Goldman Sachs BDC
GSBD
$975M
$9.74M 0.02%
426,760
-543
-0.1% -$12.1K
EFT
694
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$9.73M 0.02%
665,876
-14,727
-2% -$219K
MSCC
695
DELISTED
Microsemi Corp
MSCC
$9.72M 0.02%
188,958
+13,173
+7% +$662K
EOS
696
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
$9.64M 0.02%
644,107
+54,106
+9% +$809K
TMUS icon
697
T-Mobile US
TMUS
$186B
$9.6M 0.02%
155,641
-35,490
-19% -$2.23M
WLL
698
DELISTED
Whiting Petroleum Corporation
WLL
$9.6M 0.02%
5,858
+900
+18% +$1.32M
CHRD icon
699
Chord Energy
CHRD
$7.78B
$9.59M 0.02%
1,051,963
+254,859
+32% +$2M
NVR icon
700
NVR
NVR
$16.8B
$9.57M 0.02%
3,350
-499
-13% -$1.34M
26 27
28
29 30

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.