We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSA
676
DELISTED
National Storage Affiliates Trust
NSA
$9.5M 0.03%
430,565
+21,089
+5% +$428K
EQY
677
DELISTED
Equity One
EQY
$9.49M 0.03%
309,412
-66,878
-18% -$1.96M
OGS icon
678
ONE Gas
OGS
$4.92B
$9.48M 0.03%
148,254
+35,335
+31% +$2.15M
JBLU icon
679
JetBlue
JBLU
$2.35B
$9.46M 0.03%
422,019
-215,818
-34% -$4.26M
FIF
680
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$9.42M 0.03%
522,686
+44,872
+9% +$817K
CTR
681
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$9.36M 0.03%
146,418
+27,604
+23% +$1.73M
IQI icon
682
Invesco Quality Municipal Securities
IQI
$521M
$9.34M 0.03%
753,177
-141,826
-16% -$1.81M
EG icon
683
Everest Group
EG
$14.4B
$9.32M 0.03%
43,067
+14,055
+48% +$2.9M
TDS icon
684
Telephone and Data Systems
TDS
$3.92B
$9.3M 0.03%
322,244
+97,368
+43% +$2.65M
INGR icon
685
Ingredion
INGR
$6.33B
$9.28M 0.03%
74,246
-10,121
-12% -$1.28M
PE
686
DELISTED
PARSLEY ENERGY INC
PE
$9.27M 0.03%
262,978
+145,756
+124% +$5.16M
HIX
687
Western Asset High Income Fund II
HIX
$350M
$9.27M 0.03%
1,308,764
-135,017
-9% -$945K
CDK
688
DELISTED
CDK Global, Inc.
CDK
$9.25M 0.03%
154,962
-60,883
-28% -$3.48M
DSL
689
DoubleLine Income Solutions Fund
DSL
$1.22B
$9.15M 0.03%
481,903
-6,379
-1% -$118K
EHI
690
Western Asset Global High Income Fund
EHI
$176M
$9.14M 0.03%
929,904
-10,828
-1% -$105K
FNSR
691
DELISTED
Finisar Corp
FNSR
$9.12M 0.03%
301,170
-15,098
-5% -$464K
NZF icon
692
Nuveen Municipal Credit Income Fund
NZF
$2.39B
$9.11M 0.03%
644,200
-144,341
-18% -$2.08M
KRC icon
693
Kilroy Realty
KRC
$4.54B
$9.09M 0.03%
124,143
+106,305
+596% +$7.6M
UTF icon
694
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$9.09M 0.03%
469,258
+3,076
+0.7% +$61.7K
SBS icon
695
Sabesp
SBS
$19B
$9.03M 0.03%
5,364,779
-203,920
-4% -$359K
NTES icon
696
NetEase
NTES
$84.2B
$9.03M 0.03%
209,560
-52,640
-20% -$2.51M
TERP
697
DELISTED
TerraForm Power, Inc
TERP
$9M 0.03%
702,747
-185,826
-21% -$2.42M
CPRT icon
698
Copart
CPRT
$27.2B
$8.99M 0.03%
1,298,280
+1,250,288
+2,605% +$8.5M
VOO icon
699
Vanguard S&P 500 ETF
VOO
$993B
$8.99M 0.03%
43,776
-511
-1% -$103K
IDE
700
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$8.95M 0.03%
689,675
-52,824
-7% -$691K
26 27
28
29 30

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.