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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
| 5 |
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
|
+$34.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
GSK
GSK
$103B
| $9.49M | 0.03% |
176,051
-6,273
| -3% | -$344K |
|
|
MMD
677
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
| $9.43M | 0.03% |
463,748
-3,898
| -0.8% | -$79.8K |
|
|
FNSR
678
DELISTED
Finisar Corp
FNSR
| $9.42M | 0.03% |
316,268
-143,527
| -31% | -$3.14M |
|
679
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
| $9.4M | 0.03% |
496,945
+12,379
| +3% | +$229K |
|
|
NCZ
680
Virtus Convertible & Income Fund II
NCZ
$296M
| $9.4M | 0.03% |
396,247
+95,205
| +32% | +$2.18M |
|
681
Maximus
MMS
$3.27B
| $9.38M | 0.03% |
165,931
-19,700
| -11% | -$1.15M |
|
682
Radian Group
RDN
$5.22B
| $9.37M | 0.03% |
691,697
+650,550
| +1,581% | +$8.39M |
|
|
GG
683
DELISTED
Goldcorp Inc
GG
| $9.36M | 0.03% |
566,784
+8,143
| +1% | +$144K |
|
|
DSL
684
DoubleLine Income Solutions Fund
DSL
$1.22B
| $9.35M | 0.03% |
488,282
+250,866
| +106% | +$4.77M |
|
685
TotalEnergies
TTE
$194B
| $9.34M | 0.03% |
195,827
+2,159
| +1% | +$103K |
|
686
AGNC Investment
AGNC
$12.4B
| $9.3M | 0.03% |
476,117
-61,554
| -11% | -$1.21M |
|
687
Invesco Municipal Income Opportunities Trust
OIA
$287M
| $9.3M | 0.03% |
1,122,094
+145,835
| +15% | +$1.19M |
|
688
Arista Networks
ANET
$233B
| $9.29M | 0.03% |
1,746,960
+1,246,544
| +249% | +$5.94M |
|
689
Jones Lang LaSalle
JLL
$16.8B
| $9.27M | 0.03% |
81,499
+35,234
| +76% | +$3.93M |
|
|
SGI
690
Somnigroup International
SGI
$14B
| $9.26M | 0.03% |
653,024
-92,016
| -12% | -$1.64M |
|
691
Nuveen New York Quality Municipal Income Fund
NAN
$369M
| $9.26M | 0.03% |
603,916
+40,834
| +7% | +$633K |
|
|
ABB
692
DELISTED
ABB Ltd
ABB
| $9.25M | 0.03% |
411,022
+71,722
| +21% | +$1.54M |
|
693
IPG Photonics
IPGP
$3.7B
| $9.19M | 0.03% |
111,534
-11,377
| -9% | -$951K |
|
|
LNKD
694
DELISTED
LinkedIn Corporation
LNKD
| $9.18M | 0.03% |
48,047
-26,018
| -35% | -$4.99M |
|
|
PCI
695
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $9.17M | 0.03% |
449,928
+88,764
| +25% | +$1.77M |
|
|
FIF
696
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $9.17M | 0.03% |
477,814
-3,916
| -0.8% | -$69.7K |
|
|
PINC
697
DELISTED
Premier
PINC
| $9.15M | 0.03% |
282,794
-11,643
| -4% | -$377K |
|
|
CEM
698
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $9.13M | 0.03% |
112,125
-12,347
| -10% | -$986K |
|
|
EQC
699
DELISTED
Equity Commonwealth
EQC
| $9.11M | 0.03% |
301,400
-173,412
| -37% | -$5.24M |
|
700
Targa Resources
TRGP
$56.8B
| $9.08M | 0.03% |
184,814
+2,473
| +1% | +$107K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.