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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
676
Cohen & Steers Infrastructure Fund
UTF
$3.08B
$10.8M 0.03%
546,885
-65,263
-11% -$1.19M
UGI icon
677
UGI
UGI
$7.77B
$10.8M 0.03%
268,755
+97,760
+57% +$3.55M
IDE
678
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
$10.8M 0.03%
867,005
-83,579
-9% -$970K
CDW icon
679
CDW
CDW
$19.7B
$10.8M 0.03%
260,162
-105,955
-29% -$4.13M
PB icon
680
Prosperity Bancshares
PB
$8.98B
$10.8M 0.03%
232,588
-19,862
-8% -$839K
AOS icon
681
A.O. Smith
AOS
$8.61B
$10.7M 0.03%
280,088
-53,704
-16% -$1.88M
AY
682
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$10.7M 0.03%
600,700
-127,885
-18% -$2.16M
ICFI icon
683
ICF International
ICFI
$1.56B
$10.7M 0.03%
310,381
-26,560
-8% -$887K
LII icon
684
Lennox International
LII
$15.4B
$10.7M 0.03%
78,839
-11,966
-13% -$1.48M
HIX
685
Western Asset High Income Fund II
HIX
$352M
$10.6M 0.03%
1,599,160
-181,623
-10% -$1.11M
TOL icon
686
Toll Brothers
TOL
$14.3B
$10.5M 0.03%
356,994
+2,546
+0.7% +$71.2K
PCI
687
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$10.5M 0.03%
603,019
-120,062
-17% -$2.08M
FICO icon
688
Fair Isaac
FICO
$22.6B
$10.4M 0.03%
98,422
-12,039
-11% -$1.14M
DNY
689
DELISTED
DONNELLEY R R & SONS CO
DNY
$10.4M 0.03%
635,035
-15,182
-2% -$249K
LXP icon
690
LXP Industrial Trust
LXP
$3.57B
$10.4M 0.03%
241,108
+50,798
+27% +$1.96M
SIVB
691
DELISTED
SVB Financial Group
SIVB
$10.3M 0.03%
100,837
-17,375
-15% -$1.68M
TYG
692
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$10.3M 0.03%
104,566
-6,419
-6% -$606K
SAIC icon
693
Saic
SAIC
$5.09B
$10.3M 0.03%
192,762
-34,276
-15% -$1.52M
NLY icon
694
Annaly Capital Management
NLY
$17.1B
$10.2M 0.03%
249,727
-88,373
-26% -$3.47M
FEN
695
DELISTED
First Trust Energy Income and Growth Fund
FEN
$10.2M 0.03%
442,160
-57,397
-11% -$1.22M
BP icon
696
BP
BP
$109B
$10.2M 0.03%
402,671
+2,648
+0.7% +$66.8K
CHRD icon
697
Chord Energy
CHRD
$7.71B
$10.2M 0.03%
1,401,331
-121,088
-8% -$722K
JKS
698
JinkoSolar
JKS
$837M
$10.1M 0.03%
482,025
-33,068
-6% -$711K
STNG icon
699
Scorpio Tankers
STNG
$3.83B
$10M 0.03%
171,857
+137,024
+393% +$8.12M
IGA
700
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$10M 0.03%
980,339
-11,215
-1% -$109K
26 27
28
29 30

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.