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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$631M
Cap. Flow %
1.84%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEX icon
676
IDEX
IEX
$17.5B
$12.6M 0.04%
163,840
+1,394
+0.9% +$107K
TYG
677
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$12.4M 0.04%
110,985
-11,894
-10% -$1.33M
CWB icon
678
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$12.3M 0.04%
285,106
-7,028
-2% -$322K
JASO
679
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$12.3M 0.04%
1,270,183
+193,965
+18% +$1.7M
WLL
680
DELISTED
Whiting Petroleum Corporation
WLL
$12.3M 0.04%
4,348
+693
+19% +$3.29M
BTI icon
681
British American Tobacco
BTI
$128B
$12.3M 0.04%
222,858
+7,378
+3% +$423K
CSC
682
DELISTED
Computer Sciences
CSC
$12.2M 0.04%
374,348
-2,534,563
-87% -$74.1M
ETB
683
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
$12.2M 0.04%
730,322
-5,137
-0.7% -$82.9K
MDVN
684
DELISTED
MEDIVATION, INC.
MDVN
$12.2M 0.04%
251,614
-392,375
-61% -$16.9M
PB icon
685
Prosperity Bancshares
PB
$8.98B
$12.1M 0.04%
252,450
+56,516
+29% +$2.9M
ICFI icon
686
ICF International
ICFI
$1.56B
$12M 0.03%
336,941
-35,239
-9% -$1.18M
HAWK
687
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$12M 0.03%
270,949
-22,464
-8% -$1.01M
PGX icon
688
Invesco Preferred ETF
PGX
$3.81B
$11.9M 0.03%
798,276
-46,911
-6% -$693K
NKTR icon
689
Nektar Therapeutics
NKTR
$2.46B
$11.8M 0.03%
46,843
-7,767
-14% -$1.6M
SNPS icon
690
Synopsys
SNPS
$77.3B
$11.8M 0.03%
259,510
+215,751
+493% +$10.4M
TOL icon
691
Toll Brothers
TOL
$14.3B
$11.8M 0.03%
354,448
-191,112
-35% -$6.82M
UNF icon
692
Unifirst Corp
UNF
$5.25B
$11.8M 0.03%
+113,056
New +$12.1M
QQQX icon
693
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$11.7M 0.03%
605,125
-31,054
-5% -$593K
UTF icon
694
Cohen & Steers Infrastructure Fund
UTF
$3.08B
$11.7M 0.03%
612,148
-62,674
-9% -$1.21M
IDE
695
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
$11.7M 0.03%
950,584
-32,382
-3% -$407K
SCAI
696
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$11.6M 0.03%
292,455
+46,425
+19% +$1.62M
CFG icon
697
Citizens Financial Group
CFG
$31.1B
$11.6M 0.03%
444,264
+379,345
+584% +$9.55M
NXPI icon
698
NXP Semiconductors
NXPI
$59.9B
$11.6M 0.03%
137,994
+21,177
+18% +$1.81M
AYI icon
699
Acuity Brands
AYI
$10.4B
$11.6M 0.03%
49,584
-2,643
-5% -$574K
FEN
700
DELISTED
First Trust Energy Income and Growth Fund
FEN
$11.5M 0.03%
499,557
-104,930
-17% -$2.55M
26 27
28
29 30

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.