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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
676
Omega Healthcare
OHI
$14.7B
$16.7M 0.04%
427,659
+165,222
+63% +$6.26M
SAIC icon
677
Saic
SAIC
$5.08B
$16.6M 0.04%
334,636
-209,665
-39% -$10.2M
SLXP
678
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$16.5M 0.04%
143,887
-302,472
-68% -$36.6M
MXIM
679
DELISTED
Maxim Integrated Products
MXIM
$16.5M 0.04%
518,655
+227,989
+78% +$6.7M
SPWR
680
DELISTED
SunPower Corporation Common Stock
SPWR
$16.5M 0.04%
974,918
-42,737
-4% -$793K
UTF icon
681
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$16.4M 0.04%
719,968
-51,159
-7% -$1.18M
JQC icon
682
Nuveen Credit Strategies Income Fund
JQC
$707M
$16.4M 0.04%
1,864,927
-449,396
-19% -$3.94M
KN icon
683
Knowles
KN
$3.2B
$16.3M 0.04%
692,400
+612,557
+767% +$12.7M
VCIT icon
684
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$16.2M 0.04%
188,022
+16,971
+10% +$1.47M
SIG icon
685
Signet Jewelers
SIG
$3.69B
$16.1M 0.04%
122,316
+87,132
+248% +$10.6M
ETY icon
686
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$15.9M 0.04%
1,421,796
-185,353
-12% -$2.12M
NAC icon
687
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$15.8M 0.04%
1,053,018
-386,115
-27% -$5.68M
TTE icon
688
TotalEnergies
TTE
$194B
$15.8M 0.04%
309,107
-179,653
-37% -$10.1M
IDE
689
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$15.8M 0.04%
1,010,411
+246,521
+32% +$4M
HTR
690
DELISTED
Brookfield Total Return Fund Inc
HTR
$15.8M 0.04%
649,251
-9,384
-1% -$235K
SVC
691
Service Properties Trust
SVC
$1.02B
$15.8M 0.04%
102,429
+7,875
+8% +$1.16M
DRC
692
DELISTED
DRESSER-RAND GROUP INC
DRC
$15.7M 0.04%
192,393
+43,884
+30% +$3.57M
CII icon
693
BlackRock Enhanced Captial and Income Fund
CII
$1B
$15.7M 0.04%
1,125,074
+16,028
+1% +$234K
XLK icon
694
State Street Technology Select Sector SPDR ETF
XLK
$117B
$15.7M 0.04%
759,600
+599,490
+374% +$12.2M
EOD
695
Allspring Global Dividend Opportunity Fund
EOD
$281M
$15.7M 0.04%
2,091,895
-318,028
-13% -$2.48M
PGX icon
696
Invesco Preferred ETF
PGX
$3.8B
$15.5M 0.04%
1,054,152
+68,327
+7% +$996K
ITT icon
697
ITT
ITT
$17.7B
$15.5M 0.04%
382,912
+279,000
+268% +$11.7M
MTGE
698
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$15.5M 0.04%
821,365
+93,910
+13% +$1.84M
DRE
699
DELISTED
Duke Realty Corp.
DRE
$15.4M 0.04%
761,587
+627,977
+470% +$11.9M
AEIS icon
700
Advanced Energy
AEIS
$11.9B
$15.4M 0.04%
648,927
-121,818
-16% -$2.48M
26 27
28
29 30

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.