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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VER
676
DELISTED
VEREIT, Inc.
VER
$18.3M 0.04%
302,809
+35,768
+13% +$2.3M
ODFL icon
677
Old Dominion Freight Line
ODFL
$44.1B
$18.2M 0.04%
773,109
-118,173
-13% -$2.6M
FMBI
678
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$18.2M 0.04%
1,130,294
+2,091
+0.2% +$35K
UTF icon
679
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$17.9M 0.04%
771,127
+63,837
+9% +$1.52M
POST icon
680
Post Holdings
POST
$4.14B
$17.8M 0.04%
821,778
-74,895
-8% -$2M
CVD
681
DELISTED
COVANCE INC.
CVD
$17.8M 0.04%
226,723
+84,278
+59% +$7.16M
EV
682
DELISTED
Eaton Vance Corp.
EV
$17.8M 0.04%
472,844
+455,304
+2,596% +$17.1M
CDE icon
683
Coeur Mining
CDE
$15.4B
$17.8M 0.04%
3,590,566
-141,999
-4% -$1.09M
VXX
684
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$17.8M 0.04%
35,709
+19,303
+118% +$8.93M
NGG icon
685
National Grid
NGG
$80.4B
$17.7M 0.04%
255,756
-85,942
-25% -$6.11M
ETP
686
DELISTED
Energy Transfer Partners L.p.
ETP
$17.7M 0.04%
276,886
+44,252
+19% +$2.56M
DBD
687
DELISTED
Diebold Nixdorf Incorporated
DBD
$17.6M 0.04%
498,750
+3,578
+0.7% +$135K
DISCK
688
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$17.5M 0.04%
+470,475
New +$19M
NXPI icon
689
NXP Semiconductors
NXPI
$57.8B
$17.5M 0.04%
256,200
+82,311
+47% +$5.47M
CATY icon
690
Cathay General Bancorp
CATY
$4.22B
$17.4M 0.04%
699,427
-21,631
-3% -$558K
EMLC icon
691
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$17.3M 0.04%
378,966
+57,130
+18% +$2.73M
POT
692
DELISTED
Potash Corp Of Saskatchewan
POT
$17.3M 0.04%
499,630
+48,589
+11% +$1.72M
HWC icon
693
Hancock Whitney
HWC
$6.2B
$17.3M 0.04%
538,224
-13,936
-3% -$465K
LINE
694
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$17.1M 0.04%
568,998
-13,182
-2% -$410K
BTI icon
695
British American Tobacco
BTI
$131B
$17.1M 0.04%
303,164
+170,976
+129% +$10.1M
CWB icon
696
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$17M 0.04%
343,203
-514
-0.1% -$25.9K
CSIQ icon
697
Canadian Solar
CSIQ
$1.02B
$17M 0.04%
475,858
-283,472
-37% -$9.19M
HII icon
698
Huntington Ingalls Industries
HII
$12.9B
$17M 0.04%
163,075
+145,592
+833% +$14.3M
NVS icon
699
Novartis
NVS
$297B
$17M 0.04%
201,001
-11,191
-5% -$905K
SYA
700
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$16.9M 0.04%
+725,621
New +$16.9M
26 27
28
29 30

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.