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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGO icon
651
Eldorado Gold
EGO
$9.89B
$3.52M 0.03%
271,186
+14,600
+6% +$164K
PDT
652
John Hancock Premium Dividend Fund
PDT
$626M
$3.52M 0.03%
330,079
+90,222
+38% +$909K
WU icon
653
Western Union
WU
$2.21B
$3.5M 0.03%
293,991
-66,439
-18% -$811K
WTRG icon
654
Essential Utilities
WTRG
$11.4B
$3.5M 0.03%
93,818
-2,965
-3% -$103K
OC icon
655
Owens Corning
OC
$12.4B
$3.5M 0.03%
23,595
+12,522
+113% +$1.66M
PKG icon
656
Packaging Corp of America
PKG
$22.8B
$3.5M 0.03%
21,457
-2,727
-11% -$429K
RSG icon
657
Republic Services
RSG
$65.7B
$3.48M 0.03%
21,106
+1,625
+8% +$252K
EAD
658
Allspring Income Opportunities Fund
EAD
$379M
$3.45M 0.03%
529,427
+63,330
+14% +$390K
NVO
659
Novo Nordisk
NVO
$209B
$3.45M 0.03%
33,351
-9,614
-22% -$951K
KYN icon
660
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$3.44M 0.03%
392,349
-5,628
-1% -$47.1K
HES
661
DELISTED
Hess
HES
$3.43M 0.03%
23,820
+4,395
+23% +$644K
NXJ
662
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$3.43M 0.03%
291,378
+51,695
+22% +$568K
SNX icon
663
TD Synnex
SNX
$20.2B
$3.42M 0.03%
31,790
+4,689
+17% +$460K
ALNY icon
664
Alnylam Pharmaceuticals
ALNY
$29.3B
$3.4M 0.03%
17,751
+507
+3% +$86.4K
URI icon
665
United Rentals
URI
$72.4B
$3.4M 0.03%
5,922
+2,865
+94% +$1.35M
MAS icon
666
Masco
MAS
$15.3B
$3.38M 0.03%
50,392
+238
+0.5% +$13.8K
ULTA icon
667
Ulta Beauty
ULTA
$24.3B
$3.35M 0.03%
6,846
-5,436
-44% -$2.29M
CII icon
668
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$3.35M 0.03%
176,493
-18,130
-9% -$329K
PZC
669
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.34M 0.03%
453,588
+33,503
+8% +$231K
JNPR
670
DELISTED
Juniper Networks
JNPR
$3.33M 0.03%
112,974
+12,774
+13% +$351K
PFL
671
PIMCO Income Strategy Fund
PFL
$388M
$3.31M 0.03%
392,266
+47,787
+14% +$374K
EFSC icon
672
Enterprise Financial Services Corp
EFSC
$2.39B
$3.27M 0.02%
73,270
+4,381
+6% +$171K
USFD icon
673
US Foods
USFD
$24B
$3.27M 0.02%
72,037
+24,881
+53% +$1.03M
HPI
674
John Hancock Preferred Income Fund
HPI
$433M
$3.26M 0.02%
206,854
+30,200
+17% +$437K
DELL icon
675
Dell
DELL
$293B
$3.22M 0.02%
42,102
+6,365
+18% +$450K
25 26
27
28 29

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.