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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBF icon
651
PBF Energy
PBF
$7.31B
$3.12M 0.03%
58,205
+1,131
+2% +$53.9K
APTV icon
652
Aptiv
APTV
$10.3B
$3.11M 0.03%
31,573
+1,735
+6% +$179K
WDC icon
653
Western Digital
WDC
$150B
$3.1M 0.03%
90,005
-1,274
-1% -$40.2K
PCQ
654
Pimco California Municipal Income Fund
PCQ
$167M
$3.1M 0.03%
371,913
-13,466
-3% -$128K
FTI icon
655
TechnipFMC
FTI
$27.3B
$3.08M 0.03%
151,510
-21,013
-12% -$397K
ASX icon
656
ASE Group
ASX
$82.2B
$3.08M 0.03%
408,962
+22,440
+6% +$174K
VGSH icon
657
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$3.07M 0.03%
53,224
+18,566
+54% +$1.07M
HOLX
658
DELISTED
Hologic
HOLX
$3.06M 0.03%
44,146
+9,523
+28% +$720K
SPXX icon
659
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$3.06M 0.03%
206,603
+47,176
+30% +$725K
WFRD icon
660
Weatherford International
WFRD
$6.22B
$3.06M 0.03%
33,887
+6,343
+23% +$536K
BHK icon
661
BlackRock Core Bond Trust
BHK
$667M
$3.06M 0.03%
307,387
+32,344
+12% +$337K
OSK icon
662
Oshkosh
OSK
$9.59B
$3.06M 0.03%
32,015
+7,750
+32% +$751K
CERT icon
663
Certara
CERT
$1.25B
$3.05M 0.03%
210,078
+11,161
+6% +$188K
ALNY icon
664
Alnylam Pharmaceuticals
ALNY
$29.3B
$3.05M 0.03%
17,244
-2,422
-12% -$462K
STT icon
665
State Street
STT
$50.7B
$3.03M 0.03%
45,208
-3,865
-8% -$273K
RPM icon
666
RPM International
RPM
$15B
$3.02M 0.03%
31,802
-5,541
-15% -$540K
FE icon
667
FirstEnergy
FE
$27.5B
$3.01M 0.03%
88,101
-12,441
-12% -$463K
ROP icon
668
Roper Technologies
ROP
$39.8B
$3.01M 0.03%
6,215
-68
-1% -$33.3K
BC icon
669
Brunswick
BC
$5.28B
$2.98M 0.03%
37,745
+5,790
+18% +$477K
LCID icon
670
Lucid Motors
LCID
$2.77B
$2.97M 0.03%
53,175
+15,529
+41% +$1.01M
HES
671
DELISTED
Hess
HES
$2.97M 0.03%
19,425
+159
+0.8% +$23.9K
BTA
672
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$2.97M 0.03%
331,267
+56,914
+21% +$545K
BGX
673
Blackstone Long-Short Credit Income Fund
BGX
$138M
$2.94M 0.03%
252,768
-4,168
-2% -$48.1K
KGC icon
674
Kinross Gold
KGC
$32.8B
$2.94M 0.03%
644,284
-255,378
-28% -$1.25M
AZTA icon
675
Azenta
AZTA
$1.48B
$2.93M 0.03%
58,436
-112
-0.2% -$5.63K
25 26
27
28 29

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.