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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLXS icon
651
Plexus
PLXS
$7.23B
$3.45M 0.03%
35,337
-785
-2% -$78.7K
ICVT icon
652
iShares Convertible Bond ETF
ICVT
$7.46B
$3.43M 0.03%
47,169
+13,419
+40% +$971K
AFG icon
653
American Financial Group
AFG
$12.1B
$3.42M 0.03%
28,125
+9,219
+49% +$1.22M
EOD
654
Allspring Global Dividend Opportunity Fund
EOD
$286M
$3.41M 0.03%
763,395
-1,268
-0.2% -$5.87K
CRSP icon
655
CRISPR Therapeutics
CRSP
$5.17B
$3.39M 0.03%
75,015
-7,037
-9% -$342K
OGN icon
656
Organon & Co
OGN
$3.57B
$3.38M 0.03%
143,866
+19,389
+16% +$521K
PCK
657
DELISTED
Pimco California Municipal Income Fund II
PCK
$3.38M 0.03%
545,646
+27,940
+5% +$174K
UNF icon
658
Unifirst Corp
UNF
$5.25B
$3.38M 0.03%
19,163
+90
+0.5% +$17.5K
MPWR icon
659
Monolithic Power Systems
MPWR
$68.9B
$3.37M 0.03%
6,723
+1,350
+25% +$621K
IRWD icon
660
Ironwood Pharmaceuticals
IRWD
$714M
$3.36M 0.03%
319,383
-33,056
-9% -$370K
ENX
661
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.35M 0.03%
344,460
+55,002
+19% +$520K
PHT
662
DELISTED
Pioneer High Income Fund
PHT
$3.33M 0.03%
502,231
+107,974
+27% +$739K
VAC icon
663
Marriott Vacations Worldwide
VAC
$4.25B
$3.31M 0.03%
24,537
+846
+4% +$126K
MHI
664
DELISTED
Pioneer Municipal High Income Fund
MHI
$3.29M 0.03%
369,914
-5,551
-1% -$49.6K
SRPT icon
665
Sarepta Therapeutics
SRPT
$1.77B
$3.28M 0.03%
23,820
-6,702
-22% -$869K
EVM
666
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$3.28M 0.03%
363,867
+36,855
+11% +$331K
APTV icon
667
Aptiv
APTV
$10.3B
$3.28M 0.03%
29,233
+1,680
+6% +$185K
ORCL icon
668
Oracle
ORCL
$423B
$3.27M 0.03%
35,242
+5,206
+17% +$457K
TRGP icon
669
Targa Resources
TRGP
$55.1B
$3.24M 0.03%
44,428
-4,883
-10% -$360K
CFG icon
670
Citizens Financial Group
CFG
$30.6B
$3.23M 0.03%
106,389
-20,464
-16% -$801K
DHI icon
671
D.R. Horton
DHI
$42.3B
$3.23M 0.03%
33,066
+23,079
+231% +$2.2M
HL icon
672
Hecla Mining
HL
$11.3B
$3.23M 0.03%
509,857
+141,092
+38% +$810K
PCN
673
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$3.23M 0.03%
257,241
+85,021
+49% +$1.11M
NNY icon
674
Nuveen New York Municipal Value Fund
NNY
$157M
$3.22M 0.03%
368,829
+65,379
+22% +$556K
EFSC icon
675
Enterprise Financial Services Corp
EFSC
$2.39B
$3.22M 0.03%
72,159
+21,809
+43% +$1.12M
25 26
27
28 29

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.