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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSB icon
651
SouthState Bank Corp
SSB
$10.5B
$3.31M 0.03%
41,785
-4,784
-10% -$385K
TRN icon
652
Trinity Industries
TRN
$2.38B
$3.3M 0.03%
154,483
+9,786
+7% +$239K
FHB icon
653
First Hawaiian
FHB
$3.35B
$3.29M 0.03%
133,647
-416
-0.3% -$10.5K
BGY icon
654
BlackRock Enhanced International Dividend Trust
BGY
$529M
$3.29M 0.03%
735,658
+4,982
+0.7% +$24.8K
FRC
655
DELISTED
First Republic Bank
FRC
$3.28M 0.03%
25,135
-6,243
-20% -$959K
GFI icon
656
Gold Fields
GFI
$36.5B
$3.28M 0.03%
405,094
-92,834
-19% -$799K
PHK
657
PIMCO High Income Fund
PHK
$880M
$3.28M 0.03%
704,564
+114,090
+19% +$583K
ENB icon
658
Enbridge
ENB
$112B
$3.25M 0.03%
87,297
-13,863
-14% -$585K
KR icon
659
Kroger
KR
$34.8B
$3.23M 0.03%
73,759
-10,660
-13% -$506K
MTCH icon
660
Match Group
MTCH
$8.55B
$3.23M 0.03%
67,578
+2,390
+4% +$150K
FFA
661
First Trust Enhanced Equity Income Fund
FFA
$467M
$3.22M 0.03%
219,449
-51,858
-19% -$874K
BHVN
662
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$3.22M 0.03%
21,291
-5,754
-21% -$853K
SCCO icon
663
Southern Copper
SCCO
$166B
$3.2M 0.03%
76,929
+15,656
+26% +$693K
R icon
664
Ryder
R
$10.1B
$3.19M 0.03%
42,295
-6,156
-13% -$468K
JNPR
665
DELISTED
Juniper Networks
JNPR
$3.18M 0.03%
121,626
-60,324
-33% -$1.7M
ETG
666
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$3.17M 0.03%
209,713
+19,759
+10% +$341K
GPN icon
667
Global Payments
GPN
$22.8B
$3.16M 0.03%
29,270
+5,340
+22% +$659K
NUV icon
668
Nuveen Municipal Value Fund
NUV
$1.91B
$3.15M 0.03%
372,526
+79,383
+27% +$713K
AXNX
669
DELISTED
Axonics, Inc. Common Stock
AXNX
$3.15M 0.03%
44,730
+14,499
+48% +$1M
MUB icon
670
iShares National Muni Bond ETF
MUB
$45.5B
$3.12M 0.03%
30,380
-12,912
-30% -$1.37M
EOT
671
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$3.09M 0.03%
187,974
+11,330
+6% +$203K
SSNC icon
672
SS&C Technologies
SSNC
$18.6B
$3.09M 0.03%
64,705
+24,631
+61% +$1.42M
NSC icon
673
Norfolk Southern
NSC
$75.1B
$3.09M 0.03%
14,731
+6,166
+72% +$1.48M
ZTR
674
Virtus Total Return Fund
ZTR
$339M
$3.09M 0.03%
495,378
+22,564
+5% +$177K
SIVB
675
DELISTED
SVB Financial Group
SIVB
$3.08M 0.03%
9,177
-1,955
-18% -$787K
25 26
27
28 29

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.