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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCE icon
651
Nuveen Core Equity Alpha Fund
JCE
$288M
$5.47M 0.03%
294,341
-10,745
-4% -$184K
COLD icon
652
Americold
COLD
$4.27B
$5.46M 0.03%
166,660
-106,370
-39% -$3.29M
NCA icon
653
Nuveen California Municipal Value Fund
NCA
$302M
$5.45M 0.03%
538,467
-5,055
-0.9% -$51.7K
BNTX icon
654
BioNTech
BNTX
$23.5B
$5.42M 0.03%
21,015
+6,294
+43% +$1.72M
BR icon
655
Broadridge
BR
$19B
$5.41M 0.03%
29,604
+4,976
+20% +$875K
GATX icon
656
GATX Corp
GATX
$6.27B
$5.41M 0.03%
51,893
-2,291
-4% -$228K
SR icon
657
Spire
SR
$4.85B
$5.38M 0.03%
82,569
+3,416
+4% +$216K
HTD
658
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$5.38M 0.03%
205,799
+5,053
+3% +$124K
TSM icon
659
TSMC
TSM
$2.18T
$5.38M 0.03%
44,675
+8,564
+24% +$1M
GPC icon
660
Genuine Parts
GPC
$18.7B
$5.36M 0.03%
38,257
-6,647
-15% -$880K
SCI icon
661
Service Corp International
SCI
$11.6B
$5.36M 0.03%
75,536
+12,523
+20% +$832K
NEV
662
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$5.32M 0.03%
339,764
-32,043
-9% -$497K
NBIX icon
663
Neurocrine Biosciences
NBIX
$16.6B
$5.3M 0.03%
62,182
+3,449
+6% +$317K
HAS icon
664
Hasbro
HAS
$13.2B
$5.29M 0.03%
51,954
+9,430
+22% +$905K
WRK
665
DELISTED
WestRock Company
WRK
$5.28M 0.03%
119,116
+27,212
+30% +$1.28M
MTD icon
666
Mettler-Toledo International
MTD
$28.6B
$5.27M 0.03%
3,107
-1,823
-37% -$2.76M
ETR icon
667
Entergy
ETR
$50B
$5.27M 0.03%
93,512
+6,370
+7% +$335K
CAG icon
668
Conagra Brands
CAG
$7.23B
$5.26M 0.03%
154,161
+37,263
+32% +$1.22M
NHS
669
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$5.26M 0.03%
422,805
+4,764
+1% +$60.9K
KTOS icon
670
Kratos Defense & Security Solutions
KTOS
$11.4B
$5.22M 0.03%
269,250
+58,458
+28% +$1.23M
PZC
671
DELISTED
PIMCO California Municipal Income Fund III
PZC
$5.22M 0.03%
470,598
-36,274
-7% -$396K
SEDG icon
672
SolarEdge
SEDG
$1.95B
$5.21M 0.03%
18,590
-5,444
-23% -$1.72M
INFO
673
DELISTED
IHS Markit Ltd. Common Shares
INFO
$5.21M 0.03%
39,232
+2,424
+7% +$309K
VTN icon
674
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$5.19M 0.03%
386,647
-2,884
-0.7% -$38.9K
IVZ icon
675
Invesco
IVZ
$13.9B
$5.17M 0.03%
224,795
+46,692
+26% +$1.14M
25 26
27
28 29

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.