We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
651
Bath & Body Works
BBWI
$4.1B
$5.12M 0.03%
81,240
+35,167
+76% +$2.24M
NAN icon
652
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$5.08M 0.03%
344,792
+24,902
+8% +$376K
COHR icon
653
Coherent
COHR
$74.2B
$5.06M 0.03%
85,227
+244
+0.3% +$15.9K
TSCO icon
654
Tractor Supply
TSCO
$18B
$5.06M 0.03%
124,860
-81,055
-39% -$3.14M
TREX icon
655
Trex
TREX
$5.01B
$5M 0.03%
49,051
-2,871
-6% -$300K
AMH icon
656
American Homes 4 Rent
AMH
$12.5B
$4.99M 0.03%
130,856
-2,634
-2% -$108K
MCN
657
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$4.96M 0.03%
631,169
-13,822
-2% -$112K
MAS icon
658
Masco
MAS
$15.3B
$4.95M 0.03%
89,130
-18,207
-17% -$1.08M
THG icon
659
Hanover Insurance
THG
$7.98B
$4.95M 0.03%
38,176
-3,872
-9% -$527K
FOXA icon
660
Fox Class A
FOXA
$26.9B
$4.94M 0.03%
123,182
-12,956
-10% -$477K
AU icon
661
AngloGold Ashanti
AU
$48.7B
$4.94M 0.03%
308,820
+15,022
+5% +$260K
BMRN icon
662
BioMarin Pharmaceuticals
BMRN
$12.4B
$4.94M 0.03%
63,859
+997
+2% +$78.7K
QSI icon
663
Quantum-Si Incorporated
QSI
$177M
$4.93M 0.03%
+591,458
New +$5.82M
SBSW icon
664
Sibanye-Stillwater
SBSW
$7.53B
$4.93M 0.03%
399,594
+53,230
+15% +$831K
SSYS icon
665
Stratasys
SSYS
$774M
$4.93M 0.03%
+228,986
New +$4.96M
GOCO
666
DELISTED
GoHealth
GOCO
$4.93M 0.03%
+65,286
New +$6.91M
SYK icon
667
Stryker
SYK
$130B
$4.92M 0.03%
18,673
+1,281
+7% +$342K
SYNH
668
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$4.92M 0.03%
56,183
-30,049
-35% -$2.72M
MRO
669
DELISTED
Marathon Oil Corporation
MRO
$4.89M 0.03%
357,923
-434
-0.1% -$5.23K
FE icon
670
FirstEnergy
FE
$27.5B
$4.89M 0.03%
137,278
-25,411
-16% -$964K
DAN icon
671
Dana Inc
DAN
$3.06B
$4.86M 0.03%
218,653
-51,374
-19% -$1.18M
GATX icon
672
GATX Corp
GATX
$6.27B
$4.85M 0.03%
54,184
-2,566
-5% -$229K
NMCO icon
673
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
$4.85M 0.03%
320,776
+122,834
+62% +$1.93M
SR icon
674
Spire
SR
$4.85B
$4.84M 0.03%
79,153
+415
+0.5% +$28.4K
EFT
675
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$4.8M 0.03%
329,314
+49,477
+18% +$728K
25 26
27
28 29

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.