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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHD
651
DELISTED
Pioneer Floating Rate Fund
PHD
$4.75M 0.03%
414,885
+42,112
+11% +$461K
WU icon
652
Western Union
WU
$2.21B
$4.71M 0.03%
191,157
-5,394
-3% -$127K
THG icon
653
Hanover Insurance
THG
$7.98B
$4.7M 0.03%
36,270
+6,474
+22% +$781K
AMP icon
654
Ameriprise Financial
AMP
$48.8B
$4.69M 0.03%
20,163
-7,871
-28% -$1.7M
CHRW icon
655
C.H. Robinson
CHRW
$17.5B
$4.69M 0.03%
49,104
+13,553
+38% +$1.27M
KTF
656
DWS Municipal Income Trust
KTF
$352M
$4.68M 0.03%
401,466
+40,890
+11% +$472K
BLE
657
DELISTED
BlackRock Municipal Income Trust II
BLE
$4.67M 0.03%
306,389
+26,587
+10% +$407K
PCK
658
DELISTED
Pimco California Municipal Income Fund II
PCK
$4.67M 0.03%
515,700
-6,119
-1% -$55.2K
UCB
659
United Community Banks
UCB
$4.28B
$4.65M 0.03%
136,353
+41,547
+44% +$1.36M
SMG icon
660
ScottsMiracle-Gro
SMG
$3.66B
$4.64M 0.03%
18,941
-1,480
-7% -$335K
BGT icon
661
BlackRock Floating Rate Income Trust
BGT
$325M
$4.63M 0.03%
370,101
+28,986
+8% +$358K
KMT icon
662
Kennametal
KMT
$2.52B
$4.61M 0.03%
115,357
-44
-0% -$1.71K
AVT icon
663
Avnet
AVT
$7.92B
$4.59M 0.03%
110,605
+37,450
+51% +$1.45M
USA icon
664
Liberty All-Star Equity Fund
USA
$1.85B
$4.58M 0.03%
599,718
-44,189
-7% -$323K
WPC icon
665
W.P. Carey
WPC
$16.4B
$4.57M 0.03%
65,934
-24,390
-27% -$1.63M
HII icon
666
Huntington Ingalls Industries
HII
$12.8B
$4.56M 0.03%
22,145
-363
-2% -$64.9K
SIVB
667
DELISTED
SVB Financial Group
SIVB
$4.55M 0.03%
9,224
-972
-10% -$478K
PH icon
668
Parker-Hannifin
PH
$135B
$4.55M 0.03%
14,429
+9,294
+181% +$2.68M
HSY icon
669
Hershey
HSY
$36.6B
$4.54M 0.03%
28,731
-20,567
-42% -$3.1M
GLW icon
670
Corning
GLW
$143B
$4.53M 0.03%
104,159
-43,927
-30% -$1.69M
DXC icon
671
DXC Technology
DXC
$1.73B
$4.53M 0.03%
144,840
+86,908
+150% +$2.38M
JCE icon
672
Nuveen Core Equity Alpha Fund
JCE
$288M
$4.52M 0.03%
297,449
+6,848
+2% +$99.1K
ETR icon
673
Entergy
ETR
$50B
$4.52M 0.03%
90,858
+4,648
+5% +$220K
TCOM icon
674
Trip.com Group
TCOM
$29.1B
$4.52M 0.03%
113,962
-34,414
-23% -$1.27M
TEX icon
675
Terex
TEX
$7.74B
$4.49M 0.03%
97,548
-16,640
-15% -$682K
25 26
27
28 29

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.