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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
651
TE Connectivity
TEL
$62.6B
$4.27M 0.03%
35,252
-1,045
-3% -$115K
JBGS
652
JBG SMITH
JBGS
$708M
$4.22M 0.03%
+134,979
New +$3.89M
AMCR icon
653
Amcor
AMCR
$22.1B
$4.22M 0.03%
71,689
+43,619
+155% +$2.49M
AWK icon
654
American Water Works
AWK
$26.9B
$4.21M 0.03%
27,437
+700
+3% +$108K
MGP
655
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$4.21M 0.03%
134,538
-137,970
-51% -$4.11M
HBI
656
DELISTED
Hanesbrands
HBI
$4.21M 0.03%
288,691
+27,667
+11% +$417K
HIX
657
Western Asset High Income Fund II
HIX
$355M
$4.21M 0.03%
611,556
+44,180
+8% +$298K
AUY
658
DELISTED
Yamana Gold, Inc.
AUY
$4.21M 0.03%
736,848
+119,364
+19% +$672K
STLD icon
659
Steel Dynamics
STLD
$37.6B
$4.2M 0.03%
113,868
+60,714
+114% +$2.11M
LW icon
660
Lamb Weston
LW
$7.19B
$4.2M 0.03%
53,300
-3,762
-7% -$274K
KTF
661
DWS Municipal Income Trust
KTF
$352M
$4.2M 0.03%
360,576
+79,077
+28% +$886K
FITB
662
Fifth Third Bancorp
FITB
$51.8B
$4.18M 0.03%
151,745
+3,659
+2% +$92.3K
KMT icon
663
Kennametal
KMT
$2.52B
$4.18M 0.03%
115,401
+118
+0.1% +$4.05K
MTH icon
664
Meritage Homes
MTH
$4.86B
$4.17M 0.03%
100,790
+26,266
+35% +$1.24M
SCCO icon
665
Southern Copper
SCCO
$166B
$4.16M 0.03%
68,876
-15,013
-18% -$773K
UBER icon
666
Uber
UBER
$153B
$4.16M 0.03%
81,513
+2,982
+4% +$134K
WAT icon
667
Waters Corp
WAT
$39.9B
$4.16M 0.03%
16,795
-2,206
-12% -$500K
ALNY icon
668
Alnylam Pharmaceuticals
ALNY
$29.3B
$4.11M 0.03%
31,643
-6,401
-17% -$855K
MPWR icon
669
Monolithic Power Systems
MPWR
$68.9B
$4.1M 0.03%
11,193
+1,456
+15% +$467K
BABA icon
670
Alibaba
BABA
$308B
$4.1M 0.03%
17,605
+6,759
+62% +$1.88M
BSL
671
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$4.09M 0.03%
287,816
-45,053
-14% -$625K
JCE icon
672
Nuveen Core Equity Alpha Fund
JCE
$288M
$4.09M 0.03%
290,601
-26,193
-8% -$350K
NI icon
673
NiSource
NI
$20.4B
$4.07M 0.03%
177,288
+5,232
+3% +$122K
SMG icon
674
ScottsMiracle-Gro
SMG
$3.66B
$4.07M 0.03%
20,421
+6,384
+45% +$1.09M
HYEM icon
675
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$4.05M 0.03%
169,480
+5,067
+3% +$117K
25 26
27
28 29

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.